Ross Benedict Stoltman
Professional Summary
Ross Benedict Stoltman, who also goes by Ross Stoltman, is a registered financial advisor currently at BROOKWOOD INVESTMENT GROUP located in Portland, Oregon. Ross is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Ross has worked at 3 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ross Stoltman
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
4 years in the financial services industry
Current & Past Employments
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Current Firm
APO FINANCIAL | YOUR FINANCIAL PLANNER | YATRA WEALTH DESIGN | VET WEALTH | TRAKAS FINANCIAL | THE RETIREMENT ASSET MANAGEMENT GROUP | THE ALCHEMISTS | T. MANN FINANCIAL | STRATEGIC ASSET PRESERVATION, INC. | STRATEGIC ASSET MANAGEMENT | REDWOOD PRIVATE WEALTH | NVISION WEALTH | NICOLAYSEN WEALTH PARTNERS | NEW CENTURY CAPITAL MANAGEMENT | METROKAS-KAMISON ASSOCIATES | MARTIN SHAPIRO FINANCIAL SERVICES | LIVE LIFE WELL FINANCIAL | LAUREL WEALTH SOLUTIONS | JNORTH FINANCIAL | INNOVATIVE PLANNING PARTNERS | HEARTFELT FINANCIAL SOLUTIONS, LLC | FOCAL POINT FINANCIAL SERVICES | EVANS FINANCIAL GROUP | EHILL FINANCIAL GROUP | DOVETAIL CAPITAL MANAGEMENT LLC | CONSORTIUM OF WEALTH ADVISORS | COMPASS WEALTH STRATEGIES | CK WEALTH MANAGEMENT GROUP | BURGESSER WEALTH MANAGEMENT | BROOKWOOD INVESTMENT GROUP LLC | BROOKWOOD INVESTMENT GROUP | BREESE FINANCIAL GROUP | BLACK WEALTH FINANCIAL
Contact Information
Main Address
3930 E. Ray Road Suite 155, Phoenix, AZ 85044Phone Number
(480) 351-4740# of Employees
24SEC notice filing (46 States and Territories)
Registered to provide investment advisory services in 46 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
7,129AUM (Assets Under Management)
$1,252,366,250Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
APO FINANCIAL | YOUR FINANCIAL PLANNER | YATRA WEALTH DESIGN | VET WEALTH | TRAKAS FINANCIAL | THE RETIREMENT ASSET MANAGEMENT GROUP | THE ALCHEMISTS | T. MANN FINANCIAL | STRATEGIC ASSET PRESERVATION, INC. | STRATEGIC ASSET MANAGEMENT | REDWOOD PRIVATE WEALTH | NVISION WEALTH | NICOLAYSEN WEALTH PARTNERS | NEW CENTURY CAPITAL MANAGEMENT | METROKAS-KAMISON ASSOCIATES | MARTIN SHAPIRO FINANCIAL SERVICES | LIVE LIFE WELL FINANCIAL | LAUREL WEALTH SOLUTIONS | JNORTH FINANCIAL | INNOVATIVE PLANNING PARTNERS | HEARTFELT FINANCIAL SOLUTIONS, LLC | FOCAL POINT FINANCIAL SERVICES | EVANS FINANCIAL GROUP | EHILL FINANCIAL GROUP | DOVETAIL CAPITAL MANAGEMENT LLC | CONSORTIUM OF WEALTH ADVISORS | COMPASS WEALTH STRATEGIES | CK WEALTH MANAGEMENT GROUP | BURGESSER WEALTH MANAGEMENT | BROOKWOOD INVESTMENT GROUP LLC | BROOKWOOD INVESTMENT GROUP | BREESE FINANCIAL GROUP | BLACK WEALTH FINANCIAL
State Registrations and Notice Filings
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 2022About the Series 6TO examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Ross Benedict Stoltman's CRS (Customer Relationship Summary).
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