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Andriy Hudyy

CRD# 7289473·Registered 2020 - 2026
Previously Registered: Being a previously registered professional could mean that Andriy is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Andriy Hudyy, who also goes by Andriy V Hudyy, was a registered financial advisor. Andriy was a previously registered financial professional and started their career in finance 2020 - 2026. Andriy had worked at 3 firms and has passed the Series 66, Series 63, Series 3, Series 7TO and SIE exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Andriy V Hudyy

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

6 years in the financial services industry

Current & Past Employments

AE WEALTH MANAGEMENT, LLC·CRD# 282580
RIA
Chicago, IL
October 26, 2023 - February 20, 2026
J.P. MORGAN SECURITIES LLC·CRD# 79
RIA
Chicago , IL
September 4, 2022 - October 4, 2023
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
Chicago , IL
August 5, 2022 - October 4, 2023
TD AMERITRADE, INC.·CRD# 7870
BD
Chicago, IL
December 10, 2020 - June 9, 2022

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Current Firm

AW
AE WEALTH MANAGEMENT, LLC

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - SEC (2/17/2016 Approved)

Contact Information

Main Address

2950 Sw Mcclure Road Suite B, Topeka, KS 66614

Phone Number

(866) 363-9595

# of Employees

630

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 (3/31/2026)

Regulatory Assets Under Management

Total Number of Accounts

282,995

AUM (Assets Under Management)

$49,837,385,888

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) AVH Transit LLC, 801 S Financial Place Apt 1301, Chicago IL 60605; Transportation Company; Owner; Start Date 08/2022; Approx. 10 a month; 00 hours during trading; handling the administrative office tasks FREIGHT TO PLATE POSITION: Investor NATURE: Freight to Plate is a company that sells equipment for vertical farming in addition to also growing and harvesting their own produce in those farms. They then sell the produce to local businesses. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2024 ADDRESS: 1727 W Carroll Ave, Chicago IL 60612, United States DESCRIPTION: My role would be an investor and consultant for business development issues. 3.)Scott Tucker Solutions, Inc; Yes, Investment Related; 8725 W Higgins Rd, Ste 105, Chicago IL 60631,; Insurance Sales; Financial Advisor; Start Date 10/2023; Approx. 40 hours a month; Approx. 40 hours during trading; Insurance Sales and Service

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AE WEALTH MANAGEMENT, LLC

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - SEC (2/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2022About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2020About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Apr 2022About the Series 3 exam

Series 7TO — General Securities Representative Examination

Passed Dec 2020About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2020About the SIE exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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