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Wayne Bruce Gysland

CRD# 728918·Registered 1981 - 2021
Previously Registered: Being a previously registered professional could mean that Wayne is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Wayne Bruce Gysland was a registered financial advisor. Wayne was a previously registered financial professional and started their career in finance 1981 - 2021. Wayne had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

45 years in the financial services industry

Current & Past Employments

INFINITY FINANCIAL SERVICES·CRD# 144302
BD
Eagon, MN
January 22, 2016 - June 25, 2021
FIRST AMERICAN SECURITIES, INC.·CRD# 35841
BD
Orrville, OH
April 2, 2003 - February 9, 2016
NDX TRADING, INC.·CRD# 39940
BD
New Brighton, MN
November 27, 2001 - April 1, 2003
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.·CRD# 42941
BD
Golden Valley, MN
April 25, 1997 - November 27, 2001
CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC.·CRD# 7449
BD
Vancouver
October 29, 1985 - April 30, 1997
ROBERT S. C. PETERSON, INC.·CRD# 6924
BD
April 13, 1981 - October 24, 1985

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Current Firm

IF
INFINITY FINANCIAL SERVICES

INFINITY FINANCIAL SERVICES | MAR VISTA INSURANCE AGENCY DBA INFINITY FINANCIAL SERVICES | INFINITY SECURITIES, INC. | INFINITY FINANVIAL SERVICES

CRD#: 144302 / SEC#: 8-67647
BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

Contact Information

Main Address

212 9th Street Suite 202, Oakland, CA 94607

Mailing Address

212 9th Street Suite 202, Oakland, CA 94607

Phone Number

(510) 588-8000

Established

California since 01/17/2007

Firm Type

Corporation

Fiscal Year End

September

Firm Size

Small

FINRA licenses (49 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
GILBERT, GREGORY BURTONPRESIDENT, CHIEF COMPLIANCE OFFICER, SROP/CROP, MUNICIPAL PRINCIPAL3119457
PALICA, ANETA MARTAFINOP7948716

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1981About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 1981About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 1982About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Nov 1981About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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