Jeanne K. Proia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeanne Kristine Proia, who also goes by Jeanne Evanoff Proia, was a registered financial professional .
Jeanne is a previously registered financial professional and started their career in finance in 2020. Jeanne had worked at 1 firm and has passed the Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 2020 - September 29, 2022
SUNDIAL GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 10/17/2020
Investment Banking Registered Representative ExaminationCurrent Firm
SUNDIAL GROUP, LLC
CRD#: 158367 / SEC#: , 8-68894
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MOUNTAINSIDE HOLDINGS, LLC | MANAGING MEMEBR | |
| BRITTON, WILLIAM ROBERT | PRESIDENT/ CEO/ CCO/ ELECTED MANAGER | |
| BURNS, DAVID CARROLL | PRINCIPAL/ ELECTED MANAGER | |
| JOHNSON, KRISTY KAY | FINOP/CFO | 4470948 |
Red Flags
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