Anthony J. Ninni

INVESTMENT NETWORK

Canton, OH 44718

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CRD#: 728880

Professional summary

Anthony Joseph Ninni, CFP®, who also goes by Anthony J Ninni, Tony Ninni, is a registered financial professional currently at INVESTMENT NETWORK, INC. located in Canton, Ohio.

Anthony is registered as a RR (Registered Representative) and started their career in finance in 1981. Anthony has worked at 11 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Anthony J Ninni | Tony Ninni

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Anthony Joseph Ninni's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1989

Experience

Current

January 4, 2011 - Present

INVESTMENT NETWORK, INC.

Office #1: 4639 Whipple Ave Nw, Canton, OH 44718

RIA

CRD#: 127724

Canton, OH

Past

September 25, 2003 - December 31, 2010

FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150

AKRON OH, OH

Past

January 31, 2001 - September 24, 2003

FREEDOM FINANCIAL, INC.

CRD#: 45850

OMAHA, NE

Past

October 15, 1998 - December 31, 2000

LEGACY FINANCIAL SERVICES, INC.

CRD#: 38697

PETALUMA, CA

Past

May 1, 1997 - September 11, 1997

WRP INVESTMENTS, INC.

CRD#: 7365

YOUNGSTOWN, OH

Past

November 19, 1989 - May 5, 1995

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

January 30, 1989 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

February 20, 1986 - December 23, 1987

RELIASTAR FINANCIAL MARKETING CORP.

CRD#: 4234

Past

September 24, 1985 - October 11, 1988

LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION

CRD#: 5178

Past

November 2, 1982 - July 23, 1984

EQUITABLE ADVISORS, LLC

CRD#: 6627

Past

March 25, 1981 - July 23, 1984

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(1/4/2011)

Ohio
(1/4/2011)

Wisconsin
(7/30/2024)

Exams

State Security Law Exam

Series 63

Date: 12/21/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 22

Date: 12/8/1989

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 3/23/1981

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

INVESTMENT NETWORK, INC.

CRD#: 127724 / SEC#: , 8-66036

Ohio

Registered Investment Advisory firm - SEC (4/17/2015 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

4639 Whipple Ave Nw, Canton, OH 44718

Mailing Address

4639 Whipple Ave Nw, Canton, OH 44718

Phone number

(330) 564-0568

Established

Ohio since 04/24/2003

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (27 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
ARNOLD, GARY LEE	SHAREHOLDER	852859
DYER, JOHN D	CFO/FINOPS	7506760
WILSON, MICHAEL	CCO	1096660

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Anthony J. Ninni

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Anthony Joseph Ninni's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORTUNE FINANCIAL SERVICES, INC.

FREEDOM FINANCIAL, INC.

LEGACY FINANCIAL SERVICES, INC.

WRP INVESTMENTS, INC.

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

RELIASTAR FINANCIAL MARKETING CORP.

LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION

EQUITABLE ADVISORS, LLC

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

State Registrations and Notice Filings

Exams

Series 63

Date: 12/21/1993

SIE

Date: 10/1/2018

Series 22

Date: 12/8/1989

Series 6

Date: 3/23/1981

FINRA

Current Firm

INVESTMENT NETWORK, INC.

Contact information

FINRA licenses (27 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

INVESTMENT NETWORK, INC.

TRUST BUT VERIFY

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