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Anthony Joseph Ninni

CFP®
INVESTMENT NETWORK
CANTON, OH
·CRD# 728880·45 years experience

Professional Summary

Anthony Joseph Ninni, CFP®, who also goes by Anthony J Ninni, Tony Ninni, is a registered financial advisor currently at INVESTMENT NETWORK, INC. located in Canton, Ohio. Anthony is registered as a RR (Registered Representative) and started their career in finance in 1981. Anthony has worked at 11 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Anthony J Ninni, Tony Ninni

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 1989

Years of Experience

45 years in the financial services industry

Current & Past Employments

INVESTMENT NETWORK, INC.·CRD# 127724
RIA
BD
4639 Whipple Ave Nw, Canton, OH 44718
January 4, 2011 - Present
FORTUNE FINANCIAL SERIVCES, LLC·CRD# 42150
BD
Akron Oh, OH
September 25, 2003 - December 31, 2010
FREEDOM FINANCIAL, INC.·CRD# 45850
BD
Omaha, NE
January 31, 2001 - September 24, 2003
LEGACY FINANCIAL SERVICES, INC.·CRD# 38697
BD
Petaluma, CA
October 15, 1998 - December 31, 2000
WRP INVESTMENTS, INC.·CRD# 7365
BD
Youngstown, OH
May 1, 1997 - September 11, 1997
OSAIC WEALTH, INC.·CRD# 23131
BD
Scottsdale, AZ
November 19, 1989 - May 5, 1995
INTEGRATED RESOURCES EQUITY CORPORATION·CRD# 6403
BD
January 30, 1989 - November 19, 1989
RELIASTAR FINANCIAL MARKETING CORP.·CRD# 4234
BD
February 20, 1986 - December 23, 1987
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION·CRD# 5178
BD
September 24, 1985 - October 11, 1988
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
November 2, 1982 - July 23, 1984
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES·CRD# 4039
BD
March 25, 1981 - July 23, 1984

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Current Firm

IN
INVESTMENT NETWORK, INC.

INVESTMENT NETWORK, INC.

CRD#: 127724 / SEC#: 8-66036
Ohio
Registered Investment Advisory firm - SEC (4/17/2015 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

4639 Whipple Ave Nw, Canton, OH 44718

Mailing Address

4639 Whipple Ave Nw, Canton, OH 44718

Phone Number

(330) 564-0568

Established

Ohio since 04/24/2003

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

# of Employees

25

FINRA licenses (27 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
ARNOLD, GARY LEESHAREHOLDER852859
ARNOLD, GARY LEECHIEF COMPLIANCE OFFICER852859
ARNOLD, GARY LEECFO/FINOPS852859

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(1/4/2011)
RR
Ohio
(1/4/2011)
RR
Wisconsin
(7/30/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1993About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 22 — Direct Participation Programs Representative Examination

Passed Dec 1989About the Series 22 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Mar 1981About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Anthony Joseph Ninni's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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