Dennis P. Browne
Professional summary
Dennis Patrick Browne, who also goes by Dennis P Browne, is a registered financial professional currently at LIFEMARK SECURITIES CORP. located in Sandyston, New Jersey.
Dennis is registered as a RR (Registered Representative) and started their career in finance in 1981. Dennis has worked at 12 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dennis Patrick Browne's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 9, 2019 - Present
LIFEMARK SECURITIES CORP.
March 7, 2014 - April 9, 2019
REALTA EQUITIES, INC.
March 8, 2013 - January 30, 2014
HERITAGE FINANCIAL SYSTEMS, LLC
April 17, 2009 - November 2, 2012
QUESTAR CAPITAL CORPORATION
November 5, 2001 - January 14, 2009
EQUITAS AMERICA, LLC
November 29, 1999 - October 29, 2001
LOMBARD SECURITIES INCORPORATED
March 31, 1995 - December 9, 1999
OSAIC FS, INC.
July 24, 1992 - February 21, 1995
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
July 24, 1992 - February 21, 1995
OSAIC FA, INC.
August 31, 1990 - July 21, 1992
GUARDIAN INVESTOR SERVICES LLC
March 30, 1981 - September 4, 1990
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
March 30, 1981 - September 4, 1990
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
LIFEMARK SECURITIES CORP.
CRD#: 16204 / SEC#: 801-68438, 8-33478
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/6/2024)
(1/14/2020)
(11/6/2024)
(4/9/2019)
(5/22/2019)
(10/25/2019)
(4/9/2019)
(7/29/2024)
(8/21/2019)
(5/6/2019)
(8/22/2023)
(7/5/2023)
(4/9/2019)
(4/9/2019)
(8/18/2020)
(4/9/2019)
(1/10/2024)
(8/12/2022)
(4/10/2019)
Exams
FINRA
Current Firm
LIFEMARK SECURITIES CORP.
CRD#: 16204 / SEC#: 801-68438, 8-33478
Contact information
SEC notice filing (46 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KALINOWSKI, ANDREW JOSEPH | VP / BOARD MEMBER/SECRETARY | 263409 |
| MICCICHE, VINCENT JR | TREASURER/ FINOP/PFO/POO | 702149 |
| PRISCO, JAMES JOSEPH | CHIEF EXECUTIVE OFFICER/ CHIEF COMPLIANCE OFFICER | 2653402 |
| PRISCO, JAMES JOSEPH | PRESIDENT / BOARD MEMBER | 2653402 |
| GEORGIEV, ALEXANDRE JR. | CCO OF THE RIA / DIRECTOR OF OPERATIONS | 5307830 |
Regulatory assets under management
| Total Number of Accounts | 2,021 |
| AUM (Assets Under Management) | $ 461,475,636 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
