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Jonathan Thomas Pulitano

CRD# 7288546·Registered 2020 - 2025
Previously Registered: Being a previously registered professional could mean that Jonathan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jonathan Thomas Pulitano, who also goes by Johnny Thomas Pulitano, was a registered financial advisor. Jonathan was a previously registered financial professional and started their career in finance 2020 - 2025. Jonathan had worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Johnny Thomas Pulitano

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

6 years in the financial services industry

Current & Past Employments

OLD MISSION MARKETS LLC·CRD# 281867
BD
New York, NY
April 2, 2024 - July 28, 2025
MARKETAXESS CORPORATION·CRD# 44542
BD
New York, NY
October 19, 2020 - April 16, 2024

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Current Firm

OM
OLD MISSION MARKETS LLC

OLD MISSION MARKETS LLC

CRD#: 281867 / SEC#: 8-69691
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

1 N. Dearborn St. 8th Floor, Chicago, IL 60602

Mailing Address

1 N. Dearborn St. 8th Floor, Chicago, IL 60602

Phone Number

(312) 260-3052

Established

Delaware since 08/03/2015

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
OLD MISSION FINANCIAL SERVICES LLCOWNER—
GASTON, STEVEN JOHNCHIEF COMPLIANCE OFFICER3094187
GUZOWSKI, JOSEF MICHAELMANAGER, CEO2989719
KEITH, ALLEN THOMASFINOP4457493
MARQUEZ AVITIA, ERICA NMNCHIEF OPERATING OFFICER5074353
NICHOLS, PATRICK JAMESMANAGER4757503
RUSSINA, BRYAN SCOTTMANAGER5031844

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2020About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Sep 2020About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed May 2020About the SIE exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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