Robert L. Rogers
Professional summary
Robert Louis Rogers, who also goes by Bob Rogers, is a registered financial advisor currently at ROGERS CAPITAL ADVISORS, LLC located in Horseshoe Bay, Texas.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Robert has worked at 3 firms and has passed the Series 66, Series 63, Series 3, Series 15, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert Louis Rogers's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 24, 2015 - Present
ROGERS CAPITAL ADVISORS, LLC
June 2, 2008 - May 1, 2012
STIFEL, NICOLAUS & COMPANY, INCORPORATED
May 30, 2008 - May 1, 2012
STIFEL, NICOLAUS & COMPANY, INCORPORATED
February 7, 2003 - May 2, 2007
A. G. EDWARDS & SONS, INC.
April 13, 1981 - May 2, 2007
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/24/2015)
Exams
Series 15
Date: 11/6/1984
Foreign Currency Options ExaminationSeries 8
Date: 6/6/1984
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
ROGERS CAPITAL ADVISORS, LLC
CRD#: 175500 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 9 |
| AUM (Assets Under Management) | $ 3,623,488 |
Red Flags
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