Christopher J. Tara
Professional summary
Christopher John Tara is a registered financial professional currently at P.J. ROBB VARIABLE, LLC located in Fort Myers, Florida.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1981. Christopher has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 15, Series 5, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher John Tara's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 1, 2004 - Present
P.J. ROBB VARIABLE, LLC
January 28, 2003 - May 19, 2004
THE LEADERS GROUP, INC.
November 22, 2000 - February 7, 2003
EQUITABLE DISTRIBUTORS, LLC
September 15, 1994 - July 8, 1999
UBS FINANCIAL SERVICES INC.
July 31, 1993 - September 8, 1994
CITIGROUP GLOBAL MARKETS INC.
April 13, 1981 - July 31, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/27/2020)
(3/23/2017)
(2/15/2023)
(9/16/2022)
(9/7/2022)
(6/1/2004)
(9/24/2018)
(10/3/2019)
(11/14/2019)
(4/30/2021)
(6/28/2019)
(10/31/2019)
(12/19/2019)
(5/24/2021)
(4/12/2019)
(10/7/2019)
(9/17/2018)
(4/16/2024)
(12/12/2017)
(3/25/2024)
(2/22/2021)
(6/1/2004)
Exams
Series 15
Date: 6/23/1992
Foreign Currency Options ExaminationSeries 5
Date: 10/17/1981
Interest Rate Options ExaminationSeries 8
Date: 12/1/1983
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
P.J. ROBB VARIABLE, LLC
CRD#: 38339 / SEC#: , 8-48197
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRUMP LIFE INSURANCE SERVICES, LLC | OWNER | |
| COLLINS, HEATHER MARIE | ASSISTANT TREASURER AND PRINCIPAL OPERATIONS OFFICER | 5851459 |
| CORDLE, COYE BAXTER III | CHIEF COMPLIANCE OFFICER, AML OFFICER & PRIVACY OFFICER | 4544954 |
| HARRISON, BRUCE ANDREW | PRESIDENT, CEO AND CHAIRMAN OF THE BOARD / DIRECTOR | 2232934 |
| MERCHANT, JEFFREY S | CHIIEF FINANCIAL OFFICER / TREASURER / PRINCIPAL FINANCIAL OFFICER / DIRECTOR | 4668892 |
| SCHUYLER, JOHN EDWIN | SECRETARY AND DIRECTOR | 1056044 |
| STAHLNECKER, ERIN ELIZABETH | ALTERNATE PRINCIPAL OPERATIONS OFFICER | 6606934 |
Red Flags
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