Sinon P. Bennett

WAVVEST WEALTH

CHICAGO, IL 60602

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CRD#: 7287602

Professional summary

Sinon Padraic Bennett is a registered financial advisor currently at WAVVEST WEALTH located in Chicago, Illinois.

Sinon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Sinon has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sinon Padraic Bennett's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 9, 2025 - Present

WAVVEST WEALTH

Office #1: 24 East Washington St., Suite 875, Chicago, IL 60602

RIA

CRD#: 332096

CHICAGO, IL

Past

March 18, 2024 - May 1, 2024

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

Chicago, IL

Past

September 15, 2020 - May 1, 2024

J.P. MORGAN SECURITIES LLC

CRD#: 79

Chicago, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WAVVEST WEALTH

WAVVEST WEALTH | WAVVEST WEALTH LLC

CRD#: 332096 / SEC#: 801-130721

RIA

Registered Investment Advisory firm - (7/19/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(3/9/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/18/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/15/2020

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/15/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/17/2020

Securities Industry Essentials Examination

Current Firm

WAVVEST WEALTH

WAVVEST WEALTH | WAVVEST WEALTH LLC

CRD#: 332096 / SEC#: 801-130721

RIA

Registered Investment Advisory firm - (7/19/2024 Approved)

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Contact information

Main Address

24 East Washington St., Suite 875, Chicago, IL 60602

Mailing Address

Phone number

(630) 699-8602

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV 2A - FEBRUARY 2025 (2/14/2025)

Regulatory assets under management

Total Number of Accounts	13
AUM (Assets Under Management)	$ 745,303

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sinon P. Bennett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sinon Padraic Bennett's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

WAVVEST WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 3/18/2024

Series 63

Date: 9/15/2020

Series 7TO

Date: 9/15/2020

SIE

Date: 6/17/2020

Current Firm

WAVVEST WEALTH

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WAVVEST WEALTH

TRUST BUT VERIFY

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