David A. Young

HARDING WEALTH

Lubbock, TX 79416

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CRD#: 7287492

Professional summary

David Austin Young, CFP®, who also goes by David A Young, is a registered financial advisor currently at HARDING WEALTH, INC. located in Lubbock, Texas.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. David has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David A Young

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Austin Young's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2023

Experience

Current

February 2, 2024 - Present

HARDING WEALTH, INC.

Office #1: 4405 16th St, Lubbock, TX 79416

RIA

CRD#: 282686

Lubbock, TX

Past

December 4, 2023 - February 13, 2024

CORE PLANNING

RIA

CRD#: 154660

Lubbock, TX

Past

January 18, 2022 - November 14, 2023

LPL FINANCIAL LLC

RIA

CRD#: 6413

LUBBOCK, TX

Past

November 24, 2021 - November 14, 2023

LPL FINANCIAL LLC

CRD#: 6413

LUBBOCK, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HARDING WEALTH, INC.

HARDING INVESTMENTS & PLANNING | HARDING, ADAM CLARK | HARDING WEALTH, INC.

CRD#: 282686 / SEC#: 801-123224

RIA

Registered Investment Advisory firm - (2/15/2022 Approved)

Arizona

Registered Investment Advisory firm - (3/4/2022 Terminated)

California

Registered Investment Advisory firm - (4/3/2022 Terminated)

Idaho

Registered Investment Advisory firm - (3/4/2022 Terminated)

Texas

Registered Investment Advisory firm - (3/4/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(3/20/2024)

IAR

Texas
(2/2/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/14/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/24/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/13/2021

Securities Industry Essentials Examination

Current Firm

HARDING WEALTH, INC.

HARDING INVESTMENTS & PLANNING | HARDING, ADAM CLARK | HARDING WEALTH, INC.

CRD#: 282686 / SEC#: 801-123224

RIA

Registered Investment Advisory firm - (2/15/2022 Approved)

Arizona

Registered Investment Advisory firm - (3/4/2022 Terminated)

California

Registered Investment Advisory firm - (4/3/2022 Terminated)

Idaho

Registered Investment Advisory firm - (3/4/2022 Terminated)

Texas

Registered Investment Advisory firm - (3/4/2022 Terminated)

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Contact information

Main Address

222 S. Mill Avenue #800, Tempe, AZ 85281

Mailing Address

Phone number

(602) 610-9545

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (2/28/2025)

Regulatory assets under management

Total Number of Accounts	475
AUM (Assets Under Management)	$ 162,138,463

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David A. Young

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Austin Young's CRS (Customer Relationship Summary).

Certified licenses

Experience

HARDING WEALTH, INC.

CORE PLANNING

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

HARDING WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/14/2022

Series 7TO

Date: 11/24/2021

SIE

Date: 8/13/2021

Current Firm

HARDING WEALTH, INC.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HARDING WEALTH, INC.

TRUST BUT VERIFY

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