Colin Dowdeswell

KDT ADVISORS

Monaco,

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CRD#: 728742

Professional summary

Colin Dowdeswell is a registered financial advisor currently at KDT ADVISORS, LLC .

Colin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Colin has worked at 2 firms and has passed the Series 65, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CGM Azimut Monaco; investment related; Monaco; investment advisory business; investment advisor; February 2021; 40 hours per month; 2 hours; review and advise client investment portfolios

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Colin Dowdeswell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 23, 2021 - Present

KDT ADVISORS, LLC

RIA

CRD#: 289816

Monaco,

Past

October 3, 1994 - December 10, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KDT ADVISORS, LLC

CRD#: 289816 / SEC#: 801-111805

RIA

Registered Investment Advisory firm - (10/6/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(3/23/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/21/2019

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 3

Date: 11/19/1994

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 9/17/1994

General Securities Representative Examination

Current Firm

KDT ADVISORS, LLC

CRD#: 289816 / SEC#: 801-111805

RIA

Registered Investment Advisory firm - (10/6/2017 Approved)

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Contact information

Main Address

103 Carnegie Center Suite 300, Princeton, NJ 08540

Mailing Address

Phone number

(929) 293-1270

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (9/26/2025)

Regulatory assets under management

Total Number of Accounts	75
AUM (Assets Under Management)	$ 229,777,239

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Colin Dowdeswell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Colin Dowdeswell's CRS (Customer Relationship Summary).

Certified licenses

Experience

KDT ADVISORS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

KDT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/21/2019

Series 3

Date: 11/19/1994

Series 7

Date: 9/17/1994

Current Firm

KDT ADVISORS, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KDT ADVISORS, LLC

TRUST BUT VERIFY

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