John M. Kuklenski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Michael Kuklenski was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1981. John had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 11, 2012 - March 14, 2013
MORGAN KEEGAN & COMPANY, LLC
January 30, 2004 - January 22, 2020
RAYMOND JAMES & ASSOCIATES, INC.
February 7, 2003 - February 11, 2004
LPL FINANCIAL LLC
October 26, 1998 - March 6, 2001
THE ROBINSON-HUMPHREY COMPANY, LLC
September 14, 1995 - September 2, 1998
CITIGROUP GLOBAL MARKETS INC.
July 7, 1994 - September 19, 1995
THE ROBINSON-HUMPHREY COMPANY, LLC
July 31, 1993 - July 18, 1994
CITIGROUP GLOBAL MARKETS INC.
March 3, 1992 - July 31, 1993
LEHMAN BROTHERS INC.
February 3, 1983 - March 12, 1992
THE ROBINSON-HUMPHREY COMPANY, LLC
April 13, 1981 - February 9, 1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 6/12/1987
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
MORGAN KEEGAN & COMPANY, LLC
CRD#: 4161 / SEC#: 801-19665, 8-15001
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RAYMOND JAMES FINANCIAL, INC. | PARENT | |
| BARKLEY, JOSEPH CLARENCE | OPERATIONS MANAGER - MANAGING DIRECTOR | 1373033 |
| BEAUPREZ, JACQUELINE ANN | CHIEF COMPLIANCE OFFICER / BROKER DEALER | 4075012 |
| CARSON, JOHN CONGLETON JR | CEO | 1307784 |
| FRANZ, RICHARD BONAFIELD II | CHIEF FINANCIAL OFFICER & TREASURER | 1402348 |
| MATECKI, PAUL LOUIS | GENERAL COUNSEL | 1173122 |
Disclosures
| Regulatory Event | 86 |
| Civil Event | 9 |
| Arbitration | 173 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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