Barry Chasan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barry Chasan was a registered financial professional .
Barry is a previously registered financial professional and started their career in finance in 1981. Barry had worked at 2 firms and has passed the Series 63, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 2004 - May 7, 2012
BUCKRAM SECURITIES LTD
April 13, 1981 - November 22, 2004
CREATIVE PLANNING COMPANY
Primary Firm SEC Registration
BUCKRAM SECURITIES LTD
CRD#: 126976 / SEC#: 801-110136, 8-65939
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BUCKRAM SECURITIES LTD
CRD#: 126976 / SEC#: 801-110136, 8-65939
Contact information
SEC notice filing (7 States and Territories)
FINRA licenses (18 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DEBUONA, PETER PHILIP | PRESIDENT/CCO | |
| DEBUONA, JANE MARIE | FINOP | 5394679 |
| FILIPPONE, ERIC MATTHEW | PRINCIPAL | |
| RUTTER, MARIA ANN | PRINCIPAL |
Regulatory assets under management
| Total Number of Accounts | 133 |
| AUM (Assets Under Management) | $ 92,729,815 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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