Armand M. Overstreet

NEW MILLENNIUM GROUP

SANDY, UT 84095

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CRD#: 7286762

Professional summary

Armand Michel Overstreet, who also goes by Armand Overstreet, is a registered financial advisor currently at NEW MILLENNIUM GROUP located in Sandy, Utah.

Armand is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Armand has worked at 3 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Armand Overstreet

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Fixed insurance sales; as of 03/28/2022; 25% of time spent during business hours; Conducted at branch location; Investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Armand Michel Overstreet's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 30, 2024 - Present

NEW MILLENNIUM GROUP

Office #1: 10050 South State Street, Sandy, UT 84095

RIA

CRD#: 299249

SANDY, UT

Past

March 29, 2022 - January 23, 2024

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

SALT LAKE CITY, UT

Past

March 28, 2022 - January 23, 2024

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

SALT LAKE CITY, UT

Past

August 18, 2021 - March 29, 2022

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

Lehi, UT

Past

August 4, 2021 - March 29, 2022

MML INVESTORS SERVICES, LLC

CRD#: 10409

Lehi, UT

Past

August 14, 2020 - March 15, 2021

NEW MILLENNIUM GROUP

RIA

CRD#: 299249

SANDY, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NEW MILLENNIUM GROUP

NEW MILLENNIUM GROUP | UTAHS FINANCIAL PLANNER | NEW MILLENNIUM GROUP, LLC | NEW MILLENNIUM GROUP LLC

CRD#: 299249 / SEC#: 801-120516

RIA

Registered Investment Advisory firm - (3/15/2021 Approved)

Arizona

Registered Investment Advisory firm - (7/29/2021 Terminated)

California

Registered Investment Advisory firm - (8/28/2021 Terminated)

Idaho

Registered Investment Advisory firm - (7/29/2021 Terminated)

Texas

Registered Investment Advisory firm - (7/29/2021 Terminated)

Utah

Registered Investment Advisory firm - (7/30/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(1/30/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/14/2021

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/11/2020

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/3/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 4/12/2021

Securities Industry Essentials Examination

Current Firm

NEW MILLENNIUM GROUP

NEW MILLENNIUM GROUP | UTAHS FINANCIAL PLANNER | NEW MILLENNIUM GROUP, LLC | NEW MILLENNIUM GROUP LLC

CRD#: 299249 / SEC#: 801-120516

RIA

Registered Investment Advisory firm - (3/15/2021 Approved)

Arizona

Registered Investment Advisory firm - (7/29/2021 Terminated)

California

Registered Investment Advisory firm - (8/28/2021 Terminated)

Idaho

Registered Investment Advisory firm - (7/29/2021 Terminated)

Texas

Registered Investment Advisory firm - (7/29/2021 Terminated)

Utah

Registered Investment Advisory firm - (7/30/2021 Terminated)

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Contact information

Main Address

10050 South State Street, Sandy, UT 84070

Mailing Address

Phone number

(801) 446-9950

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2A BROCHURE (8/15/2025)

Regulatory assets under management

Total Number of Accounts	2,712
AUM (Assets Under Management)	$ 200,605,006

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Armand M. Overstreet

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Armand Michel Overstreet's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

NEW MILLENNIUM GROUP

Primary Firm SEC Registration

NEW MILLENNIUM GROUP

State Registrations and Notice Filings

Exams

Series 63

Date: 8/14/2021

Series 65

Date: 8/11/2020

Series 7TO

Date: 8/3/2021

SIE

Date: 4/12/2021

Current Firm

NEW MILLENNIUM GROUP

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NEW MILLENNIUM GROUP

TRUST BUT VERIFY

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