Scott R. Leise

SANDERS RETIREMENT PLANNING LLC

Omaha, NE 68102

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CRD#: 7286701

Professional summary

Scott Robert Leise is a registered financial advisor currently at SANDERS RETIREMENT PLANNING LLC located in Omaha, Nebraska.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Scott has worked at 3 firms and has passed the Series 65 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Robert Leise's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 3, 2024 - Present

SANDERS RETIREMENT PLANNING LLC

Office #1: 1299 Farnam St. Ste 300, Omaha, NE 68102

RIA

CRD#: 333590

Omaha, NE

Past

June 11, 2021 - February 1, 2025

CALLAHAN FINANCIAL PLANNING

RIA

CRD#: 314571

OMAHA, NE

Past

September 22, 2020 - June 9, 2021

CALLAHAN FINANCIAL PLANNING COMPANY

RIA

CRD#: 153050

OMAHA, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/2/2025)

IAR

Iowa
(12/3/2024)

IAR

Nebraska
(12/4/2024)

IAR

Texas
(8/4/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/22/2020

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 8/1/2020

Securities Industry Essentials Examination

Current Firm

SANDERS RETIREMENT PLANNING LLC

SANDERS RETIREMENT PLANNING | SANDERS RETIREMENT PLANNING LLC

CRD#: 333590 / SEC#:

California

Registered Investment Advisory firm - (1/1/2025 Approved)

Iowa

Registered Investment Advisory firm - (11/12/2024 Approved)

Nebraska

Registered Investment Advisory firm - (11/18/2024 Approved)

Texas

Registered Investment Advisory firm - (8/4/2025 Conditional Restricted)

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Contact information

Main Address

1299 Farnam St. Ste 300, Omaha, NE 68102

Mailing Address

Phone number

(402) 933-4101

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	245
AUM (Assets Under Management)	$ 54,473,232

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Scott R. Leise

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Robert Leise's CRS (Customer Relationship Summary).

Certified licenses

Experience

SANDERS RETIREMENT PLANNING LLC

CALLAHAN FINANCIAL PLANNING

CALLAHAN FINANCIAL PLANNING COMPANY

State Registrations and Notice Filings

Exams

Series 65

Date: 9/22/2020

SIE

Date: 8/1/2020

Current Firm

SANDERS RETIREMENT PLANNING LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SANDERS RETIREMENT PLANNING LLC

TRUST BUT VERIFY

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