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Nathaniel Ivan Cacka

CETERA INVESTMENT ADVISERS
WENATCHEE, WA
·CRD# 7286676·6 years experience

Professional Summary

Nathaniel Ivan Cacka, who also goes by Nathan Cacka, Nathan IVan Cacka, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Wenatchee, Washington and CETERA WEALTH SERVICES, LLC located in Wenatchee, Washington. Nathaniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Nathaniel has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Nathan Cacka, Nathan Ivan Cacka

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

6 years in the financial services industry

Current & Past Employments

Current

CETERA INVESTMENT ADVISERS LLCCurrent·CRD# 105644
RIA
175 E. Penny Road Suite 1, Wenatchee, WA 98801
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLCCurrent·CRD# 13572
BD
175 E. Penny Road Suite 1, Wenatchee, WA 98801
September 5, 2025 - Present

Past

AVANTAX ADVISORY SERVICESPast·CRD# 104556
RIA
Wenatchee, WA
October 23, 2020 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.Past·CRD# 13686
BD
Wenatchee, WA
August 31, 2020 - September 5, 2025

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Current Firm

CI
CETERA INVESTMENT ADVISERS LLC

CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - SEC (1/13/1984 Approved)

Contact Information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Phone Number

(310) 257-7880

# of Employees

10,251

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

813,961

AUM (Assets Under Management)

$256,813,748,739

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
09/25/2026Cover PageReport
10/27/2025Cover PageReport
12/13/2024Cover PageReport
09/26/2023Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) LIGHTHOUSE CHRISTIAN MINISTRIES POSITION: Treasurer NATURE: I am a board member of Lighthouse Christian Ministries and I hold the position of Treasurer. The organization provides food and housing to those living on the streets. As a officer I assist in making policy decisions, providing the vision of the organization, and significant activities, such as large purchases, fundraisers, and grants. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 11/01/2015 ADDRESS: 410 South Columbia, Wenatchee WA 98801, United States DESCRIPTION: In my role I over see the financial activities (reviewing bank statements, making account adjustments, approving classifications, etc.)of the organization. I have signing authority on the bank accounts and I am listed as the primary holder of the organizations credit card. 2) CNC FINANCIAL GROUP, LLC POSITION: N/A NATURE: CNC FG provides financial advisor services INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/15/2020 ADDRESS: 175 E Penny Rd, Wenatchee WA 98801, United States DESCRIPTION: Introduce clients to financial services 3) CORDELL, NEHER & COMPANY, PLLC POSITION: Manager NATURE: I am a CPA at the accounting firm. The CPA firm provides a wide range of services, including tax, audit & assurances, bookkeeping, consulting, andestate planning. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/05/2013 ADDRESS: 175 E Penny Rd, Suite # 1, Wenatchee WA 98801, United States DESCRIPTION: I manage and prepare projects for tax and audit & assurances clients. 4) LEARNING WELL SCHOOL POSITION: Board Member - Treasurer NATURE: Serve as board member of private christian school that teaches kindergarden to grade 6. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/25/2024 ADDRESS: 1400 S Miller Street, Wenatchee WA 98801, United States DESCRIPTION: Attend approx. 6 meetings a year to provide guidance on school operations, goals and plans. Provide summary of balance sheet and profit and loss activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC

CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - SEC (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Washington
(9/5/2025)
IAR
Washington
(9/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2020About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Aug 2020About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jun 2020About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Nathaniel Ivan Cacka's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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