Keefer D. Babbitt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Keefer Dean Babbitt, who also goes by Keefer Babbitt, was a registered financial professional .
Keefer is a previously registered financial professional and started their career in finance in 2020. Keefer had worked at 1 firm .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 28, 2020 - February 1, 2021
GRANDEUR PEAK GLOBAL ADVISORS
Primary Firm SEC Registration
GRANDEUR PEAK GLOBAL ADVISORS
CRD#: 158270 / SEC#: 801-72540
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GRANDEUR PEAK GLOBAL ADVISORS
CRD#: 158270 / SEC#: 801-72540
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 18 |
| AUM (Assets Under Management) | $ 4,872,509,175 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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