Terry L. Haggerty
Professional summary
Terry Lee Haggerty was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Terry is a previously registered financial advisor and started their career in finance in 1981. Prior to being barred, Terry had worked at 10 firms, which includes BLUE SKY GROUP INC., PENVEST SECURITIES INC., GRAHAM & CO. ADVISORY INC., B.B. GRAHAM & COMPANY INC., DICKINSON & CO., ATLAS FINANCIAL GROUP INC., SINGER & COMPANY SECURITIES INC., CIBC WORLD MARKETS CORP., MOSELEY SECURITIES CORPORATION, MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 24, 2005 - March 17, 2016
BLUE SKY GROUP, INC.
June 2, 2005 - June 2, 2014
PENVEST SECURITIES, INC.
February 4, 2004 - December 31, 2005
GRAHAM & CO. ADVISORY, INC.
September 25, 2002 - May 16, 2006
B.B. GRAHAM & COMPANY, INC.
April 2, 1992 - January 27, 1993
DICKINSON & CO.
November 1, 1988 - March 24, 1990
ATLAS FINANCIAL GROUP, INC.
June 20, 1988 - October 13, 1988
SINGER & COMPANY SECURITIES, INC.
June 4, 1984 - November 19, 1986
CIBC WORLD MARKETS CORP.
February 15, 1983 - June 4, 1984
MOSELEY SECURITIES CORPORATION
April 13, 1981 - February 2, 1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BLUE SKY GROUP, INC.
CRD#: 135654 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
