Danielle R. Parris-exline

PEACE OF MIND FINANCIAL PLANNING,

Colorado Springs, CO 80919

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CRD#: 7285794

Professional summary

Danielle Renee Parris-exline, CFP®, who also goes by Dani Exline, Dani Parris, Danielle Parris, Dani Parris-exline, is a registered financial advisor currently at PEACE OF MIND FINANCIAL PLANNING, INC located in Colorado Springs, Colorado.

Danielle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Danielle has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dani Exline | Dani Parris | Danielle Parris | Dani Parris-Exline

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Wanderlust Financial Coaching (trade name for Exline Consulting LLC); non-investment related; residential address; Owner & Coach; start date: 12/2018; 0 hrs/month, 0 hrs/month during securities trading hours; currently inactive. 2) Exline Consulting LLC; non-investment related; residential address; Principal; start date: 09/2016; 0hr/month, 0hrs/month during securities trading hours; Human Resources Information Systems (HRIS) implementation support, currently inactive.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Danielle Renee Parris-exline's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

September 3, 2020 - Present

PEACE OF MIND FINANCIAL PLANNING, INC

Office #1: 7222 Commerce Center Drive Suite 175, Colorado Springs, CO 80919

RIA

CRD#: 289067

Colorado Springs, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PEACE OF MIND FINANCIAL PLANNING, INC

PEACE OF MIND FINANCIAL PLANNING, INC | PEACE OF MIND FINANCIAL, INC | PEACE OF MIND FINANCIAL PLANNING, INC.

CRD#: 289067 / SEC#: 801-122428

RIA

Registered Investment Advisory firm - (9/30/2021 Approved)

Colorado

Registered Investment Advisory firm - (10/20/2021 Terminated)

Texas

Registered Investment Advisory firm - (10/20/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(9/3/2020)

IAR

Texas
(12/14/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/3/2020

Uniform Investment Adviser Law Examination

Current Firm

PEACE OF MIND FINANCIAL PLANNING, INC

PEACE OF MIND FINANCIAL PLANNING, INC | PEACE OF MIND FINANCIAL, INC | PEACE OF MIND FINANCIAL PLANNING, INC.

CRD#: 289067 / SEC#: 801-122428

RIA

Registered Investment Advisory firm - (9/30/2021 Approved)

Colorado

Registered Investment Advisory firm - (10/20/2021 Terminated)

Texas

Registered Investment Advisory firm - (10/20/2021 Terminated)

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Contact information

Main Address

7222 Commerce Center Drive Suite 175, Colorado Springs, CO 80919

Mailing Address

Phone number

(719) 836-8181

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PEACE OF MIND FINANCIAL PLANNING FORM ADV PART 2A (2/28/2025)

Regulatory assets under management

Total Number of Accounts	429
AUM (Assets Under Management)	$ 118,127,180

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Danielle R. Parris-exline

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Danielle Renee Parris-exline's CRS (Customer Relationship Summary).

Certified licenses

Experience

PEACE OF MIND FINANCIAL PLANNING, INC

Primary Firm SEC Registration

PEACE OF MIND FINANCIAL PLANNING, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/3/2020

Current Firm

PEACE OF MIND FINANCIAL PLANNING, INC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PEACE OF MIND FINANCIAL PLANNING, INC

TRUST BUT VERIFY

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