James F. Chincholl
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Frederick Chincholl, who also goes by James Frederick Chinchol, James Fredrick Chincholl, Jim Chincholl, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1981. James had worked at 15 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 8, 2002 - November 19, 2002
AARON CAPITAL INCORPORATED
September 7, 2001 - October 17, 2001
KASHNER DAVIDSON SECURITIES CORPORATION
June 5, 2001 - August 30, 2001
MISSION SECURITIES CORPORATION
September 5, 1995 - August 10, 2001
CENTEX SECURITIES, INCORPORATED
December 22, 1992 - August 8, 1995
PACIFIC CORTEZ SECURITIES INCORPORATED
November 15, 1991 - November 10, 1992
SMITH, BENTON & HUGHES, INC.
November 20, 1990 - October 17, 1991
FIRST CHOICE SECURITIES CORP.
July 28, 1989 - September 25, 1990
TRI-BRADLEY INVESTMENTS
January 3, 1989 - August 23, 1989
MARSHALL DAVIS, INC.
April 19, 1988 - December 17, 1988
SMITH, BENTON & HUGHES, INC.
January 13, 1988 - December 13, 1988
FITZGERALD, TALMAN, INC.
April 17, 1986 - April 18, 1988
INTERNATIONAL SECURITIES GROUP, LTD.
July 11, 1984 - September 30, 1985
FIRST AFFILIATED SECURITIES, INC.
November 22, 1982 - July 5, 1984
BLINDER, ROBINSON & CO., INC.
March 29, 1982 - July 12, 1982
RICHEY, FRANKEL & COMPANY
April 13, 1981 - February 23, 1982
AMERICAN WESTERN SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AARON CAPITAL INCORPORATED
CRD#: 28583 / SEC#: , 8-44000
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
