Nikki R. Parker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nikki Riddle Parker, who also goes by Nikki Riddle, was a registered financial professional .
Nikki is a previously registered financial professional and started their career in finance in 1981. Nikki had worked at 9 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2012 - April 5, 2012
SSN ADVISORY, INC.
May 22, 2003 - April 5, 2012
SECURITIES SERVICE NETWORK, LLC
January 1, 1999 - December 31, 2011
PARKER CAPITAL MANAGEMENT, INC.
October 11, 1996 - June 3, 2003
LPL FINANCIAL LLC
March 19, 1996 - June 3, 2003
LPL FINANCIAL LLC
July 31, 1993 - April 8, 1996
CITIGROUP GLOBAL MARKETS INC.
December 16, 1988 - July 31, 1993
LEHMAN BROTHERS INC.
September 21, 1982 - January 1, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 23, 1981 - June 21, 1982
PRUDENTIAL EQUITY GROUP, LLC
April 13, 1981 - January 9, 1984
JOHNSON-BOWLES COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SSN ADVISORY, INC.
CRD#: 126090 / SEC#: 801-61989
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
