Todd L. Clendening
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Todd Laverne Clendening, who also goes by Todd L Clendening, was a registered financial professional .
Todd is a previously registered financial professional and started their career in finance in 1981. Todd had worked at 10 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 16, 2010 - July 14, 2017
TOLLESON PRIVATE WEALTH MANAGEMENT
March 6, 2006 - November 1, 2010
VIEW CAPITAL RIA, LP
August 2, 2004 - November 1, 2010
VCA SECURITIES, LP
April 26, 2004 - December 17, 2004
NORTHEAST SECURITIES, LLC
January 13, 2001 - February 5, 2004
DEUTSCHE BANK SECURITIES INC.
January 13, 2001 - February 5, 2004
DEUTSCHE BANK SECURITIES INC.
September 1, 1997 - January 13, 2001
DB ALEX. BROWN LLC
August 12, 1985 - September 1, 1997
ALEX. BROWN & SONS INCORPORATED
April 14, 1982 - June 27, 1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
March 3, 1982 - September 18, 1985
LEHMAN BROTHERS INC.
April 13, 1981 - July 9, 1982
SCHNEIDER, BERNET & HICKMAN, INC.
Primary Firm SEC Registration
TOLLESON PRIVATE WEALTH MANAGEMENT
CRD#: 111838 / SEC#: 801-57641
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TOLLESON PRIVATE WEALTH MANAGEMENT
CRD#: 111838 / SEC#: 801-57641
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,985 |
| AUM (Assets Under Management) | $ 8,759,140,273 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/26/2025 | ||
| 12/29/2024 | ||
| 03/01/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
