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SC

Sofia I. Cabrera

IFM (US) SECURITIES
New York, NY 10036
Some features on this profile are disabled
CRD#: 7285078
SC

Professional summary

Sofia Isabella Cabrera, who also goes by Sofia Cabrera, is a registered financial professional currently at IFM (US) SECURITIES, LLC located in New York, New York.

Sofia is registered as a RR (Registered Representative) and started their career in finance in 2020. Sofia has worked at 4 firms and has passed the Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Sofia Cabrera

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sofia Isabella Cabrera's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 1, 2024 - Present

IFM (US) SECURITIES, LLC

Office #1: 114 West 47th Street 19th Floor, New York, NY 10036
BD
CRD#: 166325
New York, NY
Past

February 1, 2024 - September 18, 2024

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
New York, NY
Past

November 2, 2021 - August 11, 2022

WEBULL FINANCIAL LLC

BD
CRD#: 289063
NEW YORK, NY
Past

December 3, 2020 - October 18, 2021

VANGUARD MARKETING CORPORATION

BD
CRD#: 7452
MALVERN, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(10/1/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 10/5/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/3/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/28/2020
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

I(
IFM (US) SECURITIES, LLC
IFM (US) SECURITIES, LLC

CRD#: 166325 / SEC#: , 8-69201

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
114 West 47th Street 19th Floor, New York, NY 10036
Mailing Address
114 West 47th Street 19th Floor, New York, NY 10036
Phone number
(212) 784-2260
Established
Delaware since 11/19/2012
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
IFM INVESTORS (US), LLCMEMBER
GARCIA, JULIO FRANCISCODIRECTOR2910097
GEORGARAKIS, DIMITRIOSCHIEF OPERATING OFFICER6917695
GRUBER, RICHARD EDWARDCHIEF COMPLIANCE OFFICER5256033
KIRSCHENBLAT, CHAD ETHANFINANCIAL AND OPERATIONS PRINCIPAL2503352
MODY, ANDREA CRAWFORDCHIEF EXECUTIVE OFFICER5409587
RANDALL, RICHARD ALLENDIRECTOR5395562

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

IFM (US) SECURITIES, LLC

CRD#: 166325New York, NY 10036

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