Ronald D. Wheeler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Duane Wheeler SR, who also goes by Ronald Duane Wheeler, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1981. Ronald had worked at 7 firms and has passed the Series 63, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 10, 1988 - August 25, 1988
TRI-BRADLEY INVESTMENTS
June 4, 1984 - February 25, 1988
STONERIDGE SECURITIES, INC.
August 16, 1983 - June 7, 1984
RICHEY, FRANKEL & COMPANY
May 6, 1982 - July 29, 1983
FIRST COLORADO INVESTMENTS & SECURITIES, INC.
January 20, 1982 - May 26, 1982
PAULSON INVESTMENT COMPANY LLC
December 22, 1981 - November 9, 1981
STIX & CO., INC.
November 9, 1981 - November 9, 1981
STIX & CO., INC.
April 13, 1981 - November 6, 1981
AMERICAN WESTERN SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
TRI-BRADLEY INVESTMENTS
CRD#: 14208 / SEC#: , 8-30394
Contact information
Documents
Red Flags
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