Benjamin Couture

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CRD#: 7285014

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Benjamin Couture, who also goes by Ben Couture, was a registered financial professional .

Benjamin is a previously registered financial professional and started their career in finance in 2021. Benjamin had worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.

Aliases

Ben Couture

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 12, 2026 - June 4, 2026

HOLISTIC WEALTH ADVISORS

RIA

CRD#: 332918

CLIFTON PARK, NY

Past

October 13, 2025 - June 12, 2026

LPL FINANCIAL LLC

CRD#: 6413

CLIFTON PARK, NY

Past

July 29, 2023 - October 14, 2025

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

Latham, NY

Past

July 28, 2023 - October 14, 2025

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

LATHAM, NY

Past

March 30, 2021 - May 25, 2023

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

Albany, NY

Past

January 1, 2021 - May 25, 2023

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

Albany, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HOLISTIC WEALTH ADVISORS

CRD#: 332918 / SEC#: 801-131511

RIA

Registered Investment Advisory firm - (11/26/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/25/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/30/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/26/2020

Securities Industry Essentials Examination

Current Firm

HOLISTIC WEALTH ADVISORS

CRD#: 332918 / SEC#: 801-131511

RIA

Registered Investment Advisory firm - (11/26/2024 Approved)

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Contact information

Main Address

5 Southside Drive Suite 204, Clifton Park, NY 12065

Mailing Address

Phone number

(518) 357-3858

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HWA WRAP 032025 (3/31/2025)

HWA ADV2A 032025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,097
AUM (Assets Under Management)	$ 234,323,910

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Benjamin Couture

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

HOLISTIC WEALTH ADVISORS

LPL FINANCIAL LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

HOLISTIC WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 3/25/2021

Series 7TO

Date: 12/30/2020

SIE

Date: 10/26/2020

Current Firm

HOLISTIC WEALTH ADVISORS

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HOLISTIC WEALTH ADVISORS

TRUST BUT VERIFY

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