Chase H. Fouts
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chase H Fouts, who also goes by Chase Harlan Fouts, was a registered financial professional .
Chase is a previously registered financial professional and started their career in finance in 2021. Chase had worked at 2 firms and has passed the Series 63, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 4, 2021 - February 15, 2022
SAMMONS FINANCIAL NETWORK, LLC
March 19, 2021 - April 30, 2021
SYMETRA SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Series 6TO
Date: 3/19/2021
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
SAMMONS FINANCIAL NETWORK, LLC
CRD#: 158538 / SEC#: , 8-68905
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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