Gregory S. Watson

WATSON CAPITAL MANAGEMENT

Evergreen, CO

Some features on this profile are disabled

CRD#: 728492

Professional summary

Gregory Scott Watson MR., who also goes by Greg Watson, is a registered financial advisor currently at WATSON CAPITAL MANAGEMENT, INC. located in Evergreen, Colorado.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Gregory has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Greg Watson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I AM THE PRESIDENT OF AN INVESTMENT ADVISORY FIRM BEGUN AFTER 2/95 (WATSON CAPITAL MANAGEMENT, INC.) WATSON CAPITAL MANAGEMENT, INC. IS AN INVESTMENT ADVISORY FIRM OFFERING EQUITY, FIXED-INCOME AND BALANCED INVESTMENT MANAGEMENT SERVICES TO INDIVIDUALS AND INSTITUTIONS. I DEVOTE 100% OF MY PROFESSIONAL TIME (MORE THAN 40 HOURS PER WEEK) TO THE MANAGEMENT OF THE FIRM. MY DUTIES INCLUDE ALL ADMINISTRATIVE, MANAGEMENT AND INVESTMENT-RELATED ACTIVITIES -- AS I AM CURRENTLY THE ONLY PRINCIPAL OF THE FIRM. THE MAJORITY OF MY WORKING HOURS ARE DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Scott Watson MR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 8, 1996 - Present

WATSON CAPITAL MANAGEMENT, INC.

RIA

CRD#: 115354

Evergreen, CO

Past

July 22, 1986 - December 8, 1987

ARUNDEL SECURITIES, INC.

CRD#: 13050

Past

February 16, 1984 - September 24, 1984

FERRIS, BAKER WATTS, LLC

CRD#: 285

Past

April 13, 1981 - March 11, 1982

THOMSON MCKINNON SECURITIES INC.

CRD#: 829

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

District of Columbia
(6/28/2012)

IAR

Maryland
(4/3/2012)

IAR

Virginia
(6/19/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/13/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/22/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/11/1981

General Securities Representative Examination

Current Firm

WATSON CAPITAL MANAGEMENT, INC.

CRD#: 115354 / SEC#: 801-62914

RIA

Registered Investment Advisory firm - (7/13/2012 Terminated)

Colorado

Registered Investment Advisory firm - (4/2/2024 Terminated)

District of Columbia

Registered Investment Advisory firm - (6/27/2012 Approved)

Maryland

Registered Investment Advisory firm - (4/26/2012 Approved)

Texas

Registered Investment Advisory firm - (3/24/2004 Terminated)

Virginia

Registered Investment Advisory firm - (6/19/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1717 K Street, Nw Suite 900, Washington, DC 20006

Mailing Address

Phone number

(202) 333-6270

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	91
AUM (Assets Under Management)	$ 80,216,700

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Gregory S. Watson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Scott Watson MR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

WATSON CAPITAL MANAGEMENT, INC.

ARUNDEL SECURITIES, INC.

FERRIS, BAKER WATTS, LLC

THOMSON MCKINNON SECURITIES INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/13/1995

Series 63

Date: 5/22/1981

Series 7

Date: 4/11/1981

Current Firm

WATSON CAPITAL MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WATSON CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

Similar Advisors