Mitchell S. Morrison
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mitchell Steven Morrison, who also goes by Mitch Morrison, was a registered financial professional .
Mitchell is a previously registered financial professional and started their career in finance in 1981. Mitchell had worked at 26 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2022 - August 10, 2022
FOURSTAR WEALTH ADVISORS, LLC
August 31, 2020 - July 1, 2022
WESTPARK CAPITAL, INC.
February 4, 2019 - September 14, 2020
SKYWAY CAPITAL MARKETS, LLC
August 14, 2017 - February 20, 2019
WESTPARK CAPITAL, INC.
August 14, 2017 - February 20, 2019
WESTPARK CAPITAL, INC.
December 9, 2016 - August 3, 2017
MOLONEY SECURITIES ASSET MANAGEMENT LLC
January 27, 2016 - December 31, 2016
MOLONEY INVESTMENT ADVISORY LLC
May 27, 2015 - April 27, 2016
MOLONEY SECURITIES CO., INC.
May 27, 2015 - August 3, 2017
MOLONEY SECURITIES CO., INC.
April 4, 2013 - April 14, 2015
FINANCIAL WEST GROUP
April 4, 2013 - April 14, 2015
FINANCIAL WEST GROUP
April 10, 2012 - March 21, 2013
VERTICAL CAPITAL SECURITIES, LLC
June 2, 2010 - April 9, 2012
KBR CAPITAL MARKETS, LLC
March 9, 2010 - June 1, 2010
CABIN SECURITIES, INC.
November 1, 2007 - March 8, 2010
NEWPORT COAST SECURITIES, INC.
December 4, 2006 - March 8, 2010
NEWPORT COAST SECURITIES, INC.
December 20, 2005 - October 25, 2006
D.H. HILL SECURITIES, LLLP
August 26, 2004 - November 7, 2005
CITIGROUP GLOBAL MARKETS INC.
July 6, 2004 - November 7, 2005
CITIGROUP GLOBAL MARKETS INC.
May 27, 2003 - April 2, 2004
PROVASI CAPITAL PARTNERS LP
July 10, 2002 - March 12, 2003
ROCKBRIDGE SECURITIES, INC.
August 10, 2001 - February 14, 2002
BURCH & COMPANY, INC
September 13, 2000 - May 1, 2001
STEPHENS
February 19, 1997 - September 2, 1999
TOWER SQUARE SECURITIES, INC.
February 3, 1995 - December 9, 1996
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
October 29, 1992 - May 2, 1994
VERAVEST INVESTMENTS, INC.
August 6, 1987 - January 29, 1991
SWIFT ENERGY MARKETING COMPANY
September 26, 1986 - October 17, 1990
TRANSAMERICA CAPITAL, LLC
August 5, 1983 - October 1, 1986
B & D EQUITIES INC.
April 8, 1983 - July 26, 1983
J. DAVID SECURITIES, INC.
April 2, 1982 - March 24, 1983
E. F. HUTTON & COMPANY INC
April 13, 1981 - March 23, 1982
FIFTH THIRD SECURITIES, INC.
Primary Firm SEC Registration
FOURSTAR WEALTH ADVISORS, LLC
CRD#: 169613 / SEC#: 801-110467
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FOURSTAR WEALTH ADVISORS, LLC
CRD#: 169613 / SEC#: 801-110467
Contact information
SEC notice filing (34 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,309 |
| AUM (Assets Under Management) | $ 1,240,902,908 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/29/2025 | ||
| 05/28/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
