MC
Marialisa Caruso
CARUSO FAMILY FINANCIAL ADVISORS (CFFA) LLC
San Jose, CA 95118
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CRD#: 7284574
MC
Professional summary
Marialisa Caruso is a registered financial advisor currently at CARUSO FAMILY FINANCIAL ADVISORS (CFFA) LLC located in San Jose, California.
Marialisa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Marialisa has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Model & Actress; Halvorson Model Management (HMM); Is the business investment related: No; Location of the business: 3777 Stevens Creek Boulevard Santa Clara California 95051; Description of the business: Modeling Agency; Responsibilities Duties: Model & Act; Start date with business: 2023-07-18; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 8; Percentage of total yearly compensation expected to be derived from the business: 0; Front Desk & Bridal Consultant; Trudys Brides And Special Occasions; Is the business investment related: No; Location of the business: 1875 South Bascom Avenue, Suite 134 Campbell California 95008; Description of the business: Formal Dress Shop; Responsibilities Duties: Welcome Guests - Answer Questions - Assist Brides in Finding their Dress and Accessories; Start date with business: 2024-01-15; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 82; Percentage of total yearly compensation expected to be derived from the business: 50;
CRS (Client Relationship Summary) - RIA
Click below to view Marialisa Caruso's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 30, 2020 - Present
CARUSO FAMILY FINANCIAL ADVISORS (CFFA) LLC
Office #1: 4990 Speak Lane Suite 280, San Jose, CA 95118RIA
CRD#: 306593
San Jose, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(11/30/2020)
Current Firm
CF
CARUSO FAMILY FINANCIAL ADVISORS (CFFA) LLC
CARUSO FAMILY FINANCIAL ADVISORS (CFFA) LLC
CRD#: 306593 / SEC#:
California
Registered Investment Advisory firm - (1/14/2020 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4990 Speak Lane Suite 280, San Jose, CA 95118
Mailing Address
Phone number
(408) 440-2206
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 94 |
| AUM (Assets Under Management) | $ 15,385,363 |
Red Flags
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