MP
Mark T. Petersen
PROSPERITAS FINANCIAL
VALENCIA, CA 91355
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CRD#: 7284509
MP
Professional summary
Mark Thomas Petersen, who also goes by Mark Petersen, is a registered financial advisor currently at PROSPERITAS FINANCIAL, LLC located in Valencia, California.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Mark has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mark Petersen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) PROSPERITAS FINANCIAL, LLC, INVESTMENT RELATED; 25060 Avenue Stanford Suite 100 Valencia, CA 91355; Nature- RIA; Position/Title-OWNER/CCO/COO; Start date 6.5.23; 100 hours per month with 100 of those hours during trading hours; Discription- OPERATIONS, MARKETING AND COMPLIANCE FOR RIA 2) SEPT 2019; GRISWOLD PROPERTIES LLC, CASTAIC CA; NON INVESTMENT RELATED; MEMBER; ASSET SELECTION, MAKING SURE PROPERTY MANAGER IS TAKING CARE OF PROPERTY; DEVOTE 10 HRS/MONTH DURING NON MARKET HOURS. 3) JULY 2019; INTENSIFY MARKETING LLC, CASTAIC, CA; NON INVESTMENT RELATED; MEMBER; GRAPHIC DESIGN/MARKETING; DEVOTE 40 HRS/MONTH, 30 HRS/MONTH DURING MARKET HOURS 4) JULY 2013; PARKVIEW PERPETUITY, VALENCIA, CA; NON INVESTMENT RELATED; MEMBER; DEVOTE O HRS/MONTH
CRS (Client Relationship Summary) - RIA
Click below to view Mark Thomas Petersen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 31, 2021 - Present
PROSPERITAS FINANCIAL, LLC
Office #1: 25060 Avenue Stanford Suite 100, Valencia, CA 91355RIA
CRD#: 315768
VALENCIA, CA
Past
September 26, 2022 - April 14, 2025
M. S. HOWELLS & CO.
BD
CRD#: 104100
Valencia, CA
Past
February 1, 2021 - April 25, 2022
NEXT FINANCIAL GROUP, INC.
RIA
CRD#: 46214
VALENCIA, CA
Past
December 21, 2020 - April 25, 2022
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
VALENCIA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PF
PROSPERITAS FINANCIAL, LLC
BROWN ASSET MANAGEMENT | SHUPER WEALTH MANAGEMENT | PROSPERITAS FINANCIAL, LLC | BROWN INVESTMENT MANAGEMENT
CRD#: 315768 / SEC#: 801-122207
RIA
Registered Investment Advisory firm - (8/30/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(8/31/2021)
IAR
Texas(12/17/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/21/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
PF
PROSPERITAS FINANCIAL, LLC
BROWN ASSET MANAGEMENT | SHUPER WEALTH MANAGEMENT | PROSPERITAS FINANCIAL, LLC | BROWN INVESTMENT MANAGEMENT
CRD#: 315768 / SEC#: 801-122207
RIA
Registered Investment Advisory firm - (8/30/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
25060 Avenue Stanford Suite 100, Valencia, CA 91355
Mailing Address
Phone number
(661) 255-9555
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (16 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,933 |
| AUM (Assets Under Management) | $ 612,704,601 |
Red Flags
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Company Information
PROSPERITAS FINANCIAL, LLC
CRD#: 315768Valencia, CA 91355TRUST BUT VERIFY
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