Luther H. Rice
Professional summary
Luther Haoa Rice is a registered financial professional currently at MCNALLY CAPITAL SECURITIES, LLC located in Chicago, Illinois.
Luther is registered as a RR (Registered Representative) and started their career in finance in 2020. Luther has worked at 2 firms and has passed the Series 63, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Luther Haoa Rice's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 25, 2022 - Present
MCNALLY CAPITAL SECURITIES, LLC
Office #1: 151 N. Franklin Street Suite 2650, Chicago, IL 60606September 28, 2020 - July 6, 2022
DC ADVISORY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/25/2022)
Exams
Series 79TO
Date: 9/28/2020
Investment Banking Registered Representative ExaminationFINRA
Current Firm
MCNALLY CAPITAL SECURITIES, LLC
CRD#: 159725 / SEC#: , 8-69010
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MCNALLY CAPITAL, LLC | SOLE MEMBER | |
| LENART, BRIAN DOUGLAS | CHIEF COMPLIANCE OFFICER, AMLCO, EXECUTIVE REPRESENTATIVE, CFO, FINOP, PFO/POO | 736107 |
Red Flags
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