Ronald W. Kent

SPINNAKER ASSET MANAGEMENT

WARWICK, RI 02886

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CRD#: 728447

Professional summary

Ronald Webster Kent JR is a registered financial advisor currently at SPINNAKER ASSET MANAGEMENT INC. located in Warwick, Rhode Island.

Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Ronald has worked at 7 firms and has passed the Series 65, Series 63, Series 15, Series 3, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Webster Kent JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 25, 2008 - Present

SPINNAKER ASSET MANAGEMENT INC.

Office #1: 250a Centerville Road Suite 2, Warwick, RI 02886

RIA

CRD#: 148489

WARWICK, RI

Past

April 26, 2006 - December 31, 2009

GLOBAL EQUITY ADVISORS, LLC

RIA

CRD#: 137649

CRANSTON, RI

Past

December 3, 2002 - October 24, 2005

ADVEST, INC.

RIA

CRD#: 10

PROVIDENCE, RI

Past

December 3, 2002 - October 24, 2005

ADVEST, INC.

CRD#: 10

HARTFORD, CT

Past

September 4, 2001 - November 21, 2002

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

PROVIDENCE , RI

Past

June 8, 2001 - November 21, 2002

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

September 24, 1998 - June 4, 2001

DOMINICK & DICKERMAN LLC

CRD#: 7344

OLD GREENWICH, CT

Past

October 3, 1988 - September 4, 1998

DOMINICK & DICKERMAN LLC

CRD#: 7344

OLD GREENWICH, CT

Past

September 20, 1988 - October 3, 1988

DOMIK CORP.

CRD#: 223

Past

April 13, 1981 - September 9, 1988

TUCKER ANTHONY INCORPORATED

CRD#: 837

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/21/2022)

IAR

Massachusetts
(8/29/2023)

IAR

Rhode Island
(9/25/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/1/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/15/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 15

Date: 6/12/1984

Foreign Currency Options Examination

General Industry/Product Exam

Series 3

Date: 8/10/1982

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 4/11/1981

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 7/20/2000

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 7/20/2000

General Securities Sales Supervisor - Options Module Examination

Current Firm

SPINNAKER ASSET MANAGEMENT INC.

SPINNAKER ASSET MANAGEMENT INC | SPINNAKER ASSET MANAGEMENT INC.

CRD#: 148489 / SEC#:

Florida

Registered Investment Advisory firm - (1/21/2022 Approved)

Massachusetts

Registered Investment Advisory firm - (8/29/2023 Approved)

Rhode Island

Registered Investment Advisory firm - (9/25/2008 Approved)

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Contact information

Main Address

250a Centerville Road Suite 2, Warwick, RI 02886

Mailing Address

250a Centerville Road Suite 2, Warwick, RI 02886

Phone number

(401) 884-3210

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	309
AUM (Assets Under Management)	$ 27,408,903

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ronald W. Kent

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Webster Kent JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

GLOBAL EQUITY ADVISORS, LLC

ADVEST, INC.

ADVEST, INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

DOMINICK & DICKERMAN LLC

DOMINICK & DICKERMAN LLC

DOMIK CORP.

TUCKER ANTHONY INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 3/1/2001

Series 63

Date: 4/15/1981

Series 15

Date: 6/12/1984

Series 3

Date: 8/10/1982

Series 7

Date: 4/11/1981

Series 10

Date: 7/20/2000

Series 9

Date: 7/20/2000

Current Firm

SPINNAKER ASSET MANAGEMENT INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SPINNAKER ASSET MANAGEMENT INC.

TRUST BUT VERIFY

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