Marcia N. Saetang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marcia Nopparut Saetang, who also goes by Marcia Saetang, was a registered financial professional .
Marcia is a previously registered financial professional and started their career in finance in 2020. Marcia had worked at 2 firms and has passed the Series 63, Series 99TO, SIE and Series 7TO exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 2022 - July 15, 2024
CARTA CAPITAL MARKETS, LLC
October 20, 2020 - February 2, 2022
SANFORD C. BERNSTEIN & CO., LLC
State Registrations and Notice Filings
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 8/31/2020
General Securities Representative ExaminationCurrent Firm
CARTA CAPITAL MARKETS, LLC
CRD#: 304751 / SEC#: , 8-70396
Contact information
Documents
Red Flags
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