Kevin J. Kowalski
Professional summary
Kevin James Kowalski was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Kevin is a previously registered financial professional and started their career in finance in 1981. Prior to being barred, Kevin had worked at 5 firms, which includes CHICAGO INVESTMENT GROUP LLC, PEREGRINE FINANCIALS & SECURITIES INC., D H BRUSH & ASSOCIATES INC., REPUBLIC SECURITIES INC., MF GLOBAL INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2004 - April 21, 2009
CHICAGO INVESTMENT GROUP, LLC
June 1, 2001 - December 31, 2003
PEREGRINE FINANCIALS & SECURITIES, INC.
May 26, 1995 - June 21, 2001
D H BRUSH & ASSOCIATES, INC.
September 2, 1986 - May 19, 1995
REPUBLIC SECURITIES, INC.
April 13, 1981 - October 7, 1986
MF GLOBAL INC.
State Registrations and Notice Filings
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Exams
Series 55
Date: 10/24/2000
Limited Representative-Equity Trader ExamCurrent Firm
CHICAGO INVESTMENT GROUP, LLC
CRD#: 11853 / SEC#: , 8-27507
Contact information
Documents
Disclosures
| Regulatory Event | 16 |
| Arbitration | 2 |
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