Rodney Roque

RR FINANCIAL MANAGEMENT LLC

Fresno, CA 93722

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CRD#: 7283751

Professional summary

Rodney Roque is a registered financial advisor currently at RR FINANCIAL MANAGEMENT LLC located in Fresno, California.

Rodney is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Rodney has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Rodney Roque CPA APC; not investment related; 4670 N El Capitan Ave Suite 203 Fresno, CA 93722; CPA Firm; I am the sole shareholder; devote 10 hours/month (all during trading hours); various accounting and consulting services Ruelas Enterprises Inc; not investment related; 4670 N El Capitan Ave Suite 202 Fresno, CA 93722; Management Firm; Acting Group CFO; devote 2100 hours/month (all during trading hours); various management roles

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rodney Roque's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 31, 2020 - Present

RR FINANCIAL MANAGEMENT LLC

Office #1: 4670 N El Capitan Ave Suite 203, Fresno, CA 93722

RIA

CRD#: 310395

Fresno, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/31/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/18/2020

Uniform Investment Adviser Law Examination

Current Firm

RR FINANCIAL MANAGEMENT LLC

CRD#: 310395 / SEC#:

California

Registered Investment Advisory firm - (8/31/2020 Approved)

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Contact information

Main Address

4670 N El Capitan Ave Suite 203, Fresno, CA 93722

Mailing Address

Phone number

(559) 916-7424

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	59
AUM (Assets Under Management)	$ 739,281

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Rodney Roque

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rodney Roque's CRS (Customer Relationship Summary).

Certified licenses

Experience

RR FINANCIAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/18/2020

Current Firm

RR FINANCIAL MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RR FINANCIAL MANAGEMENT LLC

TRUST BUT VERIFY

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