Darlene Sue Duncan
Professional Summary
Darlene Sue Duncan, who also goes by Darlene P Duncan, Darlene Sue Putnam, is a registered financial advisor currently at EXPRESSIVE WEALTH LLC located in Fairhope, Alabama. Darlene is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Darlene has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 5 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Darlene P Duncan, Darlene Sue Putnam
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
45 years in the financial services industry
Current & Past Employments
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Current Firm
EXPRESSIVE WEALTH LLC
Contact Information
Main Address
6601 N. Avondale Ave Suite 200, Chicago, IL 60631Phone Number
(847) 595-8812# of Employees
10SEC notice filing (7 States and Territories)
Registered to provide investment advisory services in 7 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
468AUM (Assets Under Management)
$165,171,203Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
EXPRESSIVE WEALTH LLC
State Registrations and Notice Filings
(8/5/2025)
(3/11/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 5 — Interest Rate Options Examination
Passed Mar 1982Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Darlene Sue Duncan's CRS (Customer Relationship Summary).
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