Claudia E. Deras Sosa

CORINTHIAN WEALTH MANAGEMENT

San Jose, CA 95126

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CRD#: 7283608

Professional summary

Claudia Elizabeth Deras Sosa, who also goes by Claudia E Deras, Claudia Deras, Claudia E Sosa, is a registered financial advisor currently at CORINTHIAN WEALTH MANAGEMENT located in San Jose, California.

Claudia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Claudia has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Claudia E Deras | Claudia Deras | Claudia E Sosa

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Ms. Deras is a Notary. In this role she provides notary services to clients for signatures on contracts. She spends approximately 5 hours a month during both market and non-market hours in this endeavor.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Claudia Elizabeth Deras Sosa's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 28, 2022 - Present

CORINTHIAN WEALTH MANAGEMENT

Office #1: 1625 The Alameda Suite 308, San Jose, CA 95126

RIA

CRD#: 312196

San Jose, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/28/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/25/2022

Uniform Investment Adviser Law Examination

Current Firm

CORINTHIAN WEALTH MANAGEMENT

CORINTHIAN WEALTH MANAGEMENT | CORINTHIAN WEALTH MANAGEMENT, INC.

CRD#: 312196 / SEC#: 801-120513

RIA

Registered Investment Advisory firm - (7/21/2023 Terminated)

California

Registered Investment Advisory firm - (7/7/2023 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1625 The Alameda Suite 308, San Jose, CA 95126

Mailing Address

Phone number

(408) 995-0915

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	186
AUM (Assets Under Management)	$ 105,130,306

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Claudia E. Deras Sosa

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Claudia Elizabeth Deras Sosa's CRS (Customer Relationship Summary).

Certified licenses

Experience

CORINTHIAN WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 2/25/2022

Current Firm

CORINTHIAN WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CORINTHIAN WEALTH MANAGEMENT

TRUST BUT VERIFY

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