Daniel J. Laraway

SHARPEPOINT

Phoenix, AZ 85018

Some features on this profile are disabled

CRD#: 728337

Professional summary

Daniel James Laraway, who also goes by Daniel J Laraway, is a registered financial advisor currently at SHARPEPOINT, LLC located in Phoenix, Arizona.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Daniel has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel J Laraway

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 08/21/2015: Laraway LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Business Location(s) - Start 2001 2% Time Spent (2) 08/21/2015: No Business Name - Business owner - Not Investment Related - At Reported Business Location(s) - Start 07/25/2015 - 4 Hr/Mo; 1% Time Spent - Grief recovery coaching (3) 08/21/2015: Real Love Coaching - Life Coach - Not Investment Related - At Reported Business Location(s) - Start 2012 - 1% Time Spent (4) 08/21/2015: No Business Name - Coach - Not Investment Related - At Reported Business Location(s) - Start 2013 - 4 Hr/Mo; 1% Time Spent - High performance driving coach. (5) 6/14/2017 - SharpePoint Insurance Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 06/01/17 - 15 Hours Per Month During Securities Trading. (6) 8/29/2017 - DBA: SharpePoint Private Client Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 06/01/17 - 40 Hours Per Month/30 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, LLC., an independent investment advisor firm.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel James Laraway's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 12, 2018 - Present

SHARPEPOINT, LLC

Office #1: 5090 N. 40th Street Suite 200, Phoenix, AZ 85018

RIA

CRD#: 290719

Phoenix, AZ

Past

June 5, 2017 - January 10, 2018

PRIVATE ADVISOR GROUP, LLC

RIA

CRD#: 155216

Phoenix, AZ

Past

August 21, 2015 - October 3, 2017

LPL FINANCIAL LLC

RIA

CRD#: 6413

PHOENIX, AZ

Past

August 21, 2015 - January 17, 2018

LPL FINANCIAL LLC

CRD#: 6413

PHOENIX, AZ

Past

July 2, 2012 - August 26, 2015

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

PHOENIX, AZ

Past

December 9, 2008 - July 2, 2012

FIRST ALLIED SECURITIES, INC.

RIA

CRD#: 32444

Phoenix, AZ

Past

December 9, 2008 - August 25, 2015

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

Phoenix, AZ

Past

June 3, 2004 - December 9, 2008

FIRST MONTAUK SECURITIES CORP.

RIA

CRD#: 13755

SCOTTSDALE, AZ

Past

September 16, 1997 - December 9, 2008

FIRST MONTAUK SECURITIES CORP.

CRD#: 13755

PHOENIX, AZ

Past

September 4, 1990 - August 22, 1997

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

June 12, 1989 - September 4, 1990

BATEMAN EICHLER, HILL RICHARDS, INCORPORATED

CRD#: 76

Past

November 3, 1987 - June 13, 1989

DREXEL BURNHAM LAMBERT INCORPORATED

CRD#: 7323

Past

April 13, 1981 - October 13, 1987

E. F. HUTTON & COMPANY INC

CRD#: 235

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SHARPEPOINT, LLC

MCCALEB WEALTH MANAGEMENT | SHARPEPOINT, LLC

CRD#: 290719 / SEC#: 801-119916

RIA

Registered Investment Advisory firm - (12/3/2020 Approved)

Arizona

Registered Investment Advisory firm - (12/9/2020 Terminated)

California

Registered Investment Advisory firm - (1/8/2021 Terminated)

Texas

Registered Investment Advisory firm - (12/9/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(1/12/2018)

IAR

Texas
(6/25/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/11/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/20/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/17/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 4/20/1993

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 4/11/1981

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/14/1998

General Securities Principal Examination

Current Firm

SHARPEPOINT, LLC

MCCALEB WEALTH MANAGEMENT | SHARPEPOINT, LLC

CRD#: 290719 / SEC#: 801-119916

RIA

Registered Investment Advisory firm - (12/3/2020 Approved)

Arizona

Registered Investment Advisory firm - (12/9/2020 Terminated)

California

Registered Investment Advisory firm - (1/8/2021 Terminated)

Texas

Registered Investment Advisory firm - (12/9/2020 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5090 N. 40th Street Suite 200, Phoenix, AZ 85018

Mailing Address

Phone number

(480) 999-3033

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	422
AUM (Assets Under Management)	$ 150,495,638

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Joseph Di Vito

RBC CAPITAL MARKETS, LLC

IAR

Scottsdale, AZ

Luke Kacer

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Tucson, AZ

Timothy Hughes

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Scottsdale, AZ

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Daniel J. Laraway

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel James Laraway's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE ADVISOR GROUP, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

FIRST ALLIED SECURITIES, INC.

FIRST MONTAUK SECURITIES CORP.

FIRST MONTAUK SECURITIES CORP.

WELLS FARGO CLEARING SERVICES, LLC

BATEMAN EICHLER, HILL RICHARDS, INCORPORATED

DREXEL BURNHAM LAMBERT INCORPORATED

E. F. HUTTON & COMPANY INC

Primary Firm SEC Registration

SHARPEPOINT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/11/2004

Series 63

Date: 4/20/1981

SIE

Date: 1/17/2018

Series 3

Date: 4/20/1993

Series 7

Date: 4/11/1981

Series 24

Date: 1/14/1998

Current Firm

SHARPEPOINT, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SHARPEPOINT, LLC

TRUST BUT VERIFY

Similar Advisors