Jacob M. Courtney

SLP WEALTH

Knoxville, TN

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CRD#: 7282960

Professional summary

Jacob Michael Courtney, CFP®, who also goes by Jake Courtney, is a registered financial advisor currently at SLP WEALTH located in Knoxville, Tennessee.

Jacob is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Jacob has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jake Courtney

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

STUDENT LOAN PLANNER not investment-related private residence in Knoxville, TN student loan consulting Student Loan Consultant 7/25/2023 69 hours per month all hours during trading Evaluate repayment or forgiveness options as applicable to federal and private student loans. Provide clients with an actionable plan that takes into consideration their cash flow, future income expectations, current laws and waivers, number of payments already made, etc.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob Michael Courtney's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2023

Experience

Current

December 6, 2023 - Present

SLP WEALTH

RIA

CRD#: 325631

Knoxville, TN

Past

February 17, 2023 - December 31, 2023

MILLENNIALFP

RIA

CRD#: 325032

DAYTON, OH

Past

March 10, 2021 - February 7, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

RICHMOND, IN

Past

November 16, 2020 - February 7, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

RICHMOND, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SLP WEALTH

SLP WEALTH | SLP WEALTH LLC

CRD#: 325631 / SEC#: 801-127646

RIA

Registered Investment Advisory firm - (4/13/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(7/29/2024)

IAR

Texas
(12/6/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/8/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/16/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/21/2020

Securities Industry Essentials Examination

Current Firm

SLP WEALTH

SLP WEALTH | SLP WEALTH LLC

CRD#: 325631 / SEC#: 801-127646

RIA

Registered Investment Advisory firm - (4/13/2023 Approved)

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Contact information

Main Address

555 South Mangum St Suite 100, Durham, NC 27701

Mailing Address

Phone number

(910) 315-0973

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025-07-15 SLP WEALTH FORM ADV PART 2A (7/15/2025)

Regulatory assets under management

Total Number of Accounts	846
AUM (Assets Under Management)	$ 29,211,037

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jacob M. Courtney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob Michael Courtney's CRS (Customer Relationship Summary).

Certified licenses

Experience

SLP WEALTH

MILLENNIALFP

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

SLP WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 1/8/2021

Series 7TO

Date: 11/16/2020

SIE

Date: 8/21/2020

Current Firm

SLP WEALTH

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SLP WEALTH

TRUST BUT VERIFY

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