Gavin J. Rodefer

WEALTHFRONT ADVISERS LLC

Palo Alto, CA 94301

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CRD#: 7282897

Professional summary

Gavin James Rodefer, who also goes by Gavin James Rodefer, Gavin J Rodefer, is a registered financial advisor currently at WEALTHFRONT ADVISERS LLC located in Palo Alto, California and WEALTHFRONT BROKERAGE LLC located in Littleton, Colorado.

Gavin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Gavin has worked at 4 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, Series 7TO, SIE, Series 24 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gavin James Rodefer | Gavin J Rodefer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gavin James Rodefer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 12, 2022 - Present

WEALTHFRONT ADVISERS LLC

Office #1: 261 Hamilton Ave., Palo Alto, CA 94301

RIA

CRD#: 148456

Palo Alto, CA

Current

May 11, 2022 - Present

WEALTHFRONT BROKERAGE LLC

CRD#: 153407

Littleton, CO

Past

February 14, 2022 - May 6, 2022

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

NEWPORT BEACH, CA

Past

October 6, 2021 - May 6, 2022

OPPENHEIMER & CO. INC.

CRD#: 249

NEWPORT BEACH, CA

Past

November 11, 2020 - December 18, 2020

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

GREENWOOD VILLAGE, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTHFRONT ADVISERS LLC

CRD#: 148456 / SEC#: 801-69766

RIA

Registered Investment Advisory firm - (11/21/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(5/11/2022)

IAR

California
(5/12/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/11/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/18/2020

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 4/15/2024

Municipal Securities Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 7TO

Date: 11/11/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/29/2020

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 24

Date: 7/3/2025

General Securities Principal Examination

Principal/Supervisory Exam

Series 53

Date: 1/24/2025

Municipal Securities Principal Examination

SRO Registrations

FINRA

Current Firm

WEALTHFRONT ADVISERS LLC

CRD#: 148456 / SEC#: 801-69766

RIA

Registered Investment Advisory firm - (11/21/2008 Approved)

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Contact information

Main Address

261 Hamilton Ave., Palo Alto, CA 94301

Mailing Address

Phone number

(855) 695-8437

Established

Firm type

Fiscal year end

# of Employees

402

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP BROCHURE OCTOBER 2025 (10/7/2025)

CLIENT BROCHURE OCTOBER 2025 (10/7/2025)

529 PROGRAM BROCHURE OCT 2025 (10/7/2025)

Regulatory assets under management

Total Number of Accounts	642,888
AUM (Assets Under Management)	$ 42,948,787,664

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/02/2024	Cover Page	Report
01/11/2024	Cover Page	Report
01/03/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gavin J. Rodefer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gavin James Rodefer's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTHFRONT BROKERAGE LLC

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

WEALTHFRONT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/11/2022

Series 63

Date: 11/18/2020

Series 52TO

Date: 4/15/2024

Series 99TO

Date: 1/2/2023

Series 7TO

Date: 11/11/2020

SIE

Date: 10/29/2020

Series 24

Date: 7/3/2025

Series 53

Date: 1/24/2025

FINRA

Current Firm

WEALTHFRONT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

WEALTHFRONT ADVISERS LLC

TRUST BUT VERIFY

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