Eric T. Troseth
Professional summary
Eric Tate Troseth was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Eric is a previously registered financial professional and started their career in finance in 1981. Prior to being barred, Eric had worked at 5 firms, which includes RANDOLPH BROWN SECURITIES CORPORATION, MOMENTUM INDEPENDENT NETWORK INC., PERSHING LLC, LEHMAN BROTHERS KUHN LOEB INCORPORATED, E. F. HUTTON & COMPANY INC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 20, 1988 - July 18, 1988
RANDOLPH BROWN SECURITIES CORPORATION
September 8, 1986 - October 23, 1987
MOMENTUM INDEPENDENT NETWORK INC.
April 5, 1983 - August 29, 1986
PERSHING LLC
May 24, 1982 - April 12, 1983
LEHMAN BROTHERS KUHN LOEB INCORPORATED
April 13, 1981 - June 18, 1982
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
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Exams
Current Firm
RANDOLPH BROWN SECURITIES CORPORATION
CRD#: 18338 / SEC#: , 8-36531
Contact information
Documents
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