Wei E. Pan
Professional summary
Wei Erich Pan, who also goes by Wei E Pan, Erich Pan, is a registered financial professional currently at IMC FINANCIAL MARKETS located in Chicago, Illinois and IMC SECURITIES LLC located in Chicago, Illinois.
Wei is registered as a RR (Registered Representative) and started their career in finance in 2023. Wei has worked at 3 firms and has passed the Series 57TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Wei Erich Pan's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 6, 2023 - Present
IMC FINANCIAL MARKETS
Office #1: 233 South Wacker Drive #4300, Chicago, IL 60606October 24, 2023 - Present
IMC SECURITIES LLC
Office #1: 233 South Wacker Drive #4300, Chicago, IL 60606April 9, 2024 - Present
IMC EXECUTION SERVICES
Office #1: 233 S Wacker Drive #4300, Chicago, IL 60606State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/6/2023
Securities Trader ExamBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
IMC EXECUTION SERVICES
CRD#: 301273 / SEC#: , 8-70343
Contact information
Documents
Red Flags
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