Stephen Moorman

LIBRA WEALTH LLC

ERIE, CO

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CRD#: 7282455

Professional summary

Stephen Moorman, CFP® is a registered financial advisor currently at LIBRA WEALTH LLC located in Erie, Colorado.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Stephen has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Hattig Financial. Investment related. Start date: 12/01/2020. Address: 710 Tenacity Dr., Suite 101, Longmont, CO 80504. Title: Wealth Manager. Duties: All activities related to servicing client services; communicating with clients, meeting with clients, processing requests, trading, etc. Time spent during regular hours: 100%.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Moorman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

August 12, 2025 - Present

LIBRA WEALTH LLC

RIA

CRD#: 288098

ERIE, CO

Past

January 4, 2023 - June 27, 2025

CONSOLIDATED PORTFOLIO REVIEW CORP

RIA

CRD#: 112694

Longmont, CO

Past

August 15, 2022 - June 27, 2025

VANDERBILT SECURITIES, LLC

CRD#: 5953

Longmont, CO

Past

February 12, 2021 - August 4, 2022

PLANMEMBER SECURITIES CORPORATION

RIA

CRD#: 11869

LONGMONT, CO

Past

December 11, 2020 - August 4, 2022

PLANMEMBER SECURITIES CORPORATION

CRD#: 11869

LONGMONT, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LIBRA WEALTH LLC

CHAMBERLAIN FINANCIAL PLANNING & WEALTH MANAGEMENT | LIBRA WEALTH LLC

CRD#: 288098 / SEC#: 801-120883

RIA

Registered Investment Advisory firm - (4/21/2021 Approved)

California

Registered Investment Advisory firm - (6/4/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(8/12/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/11/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/11/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/15/2020

Securities Industry Essentials Examination

Current Firm

LIBRA WEALTH LLC

CHAMBERLAIN FINANCIAL PLANNING & WEALTH MANAGEMENT | LIBRA WEALTH LLC

CRD#: 288098 / SEC#: 801-120883

RIA

Registered Investment Advisory firm - (4/21/2021 Approved)

California

Registered Investment Advisory firm - (6/4/2021 Terminated)

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Contact information

Main Address

16185 Los Gatos Blvd Suite 205, Los Gatos, CA 95032

Mailing Address

Phone number

(408) 721-1633

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LIBRA WEALTH DISCLOSURE BROCHURE AND SUPPLEMENT (8/20/2025)

Regulatory assets under management

Total Number of Accounts	679
AUM (Assets Under Management)	$ 473,688,568

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Stephen Moorman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Moorman's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONSOLIDATED PORTFOLIO REVIEW CORP

VANDERBILT SECURITIES, LLC

PLANMEMBER SECURITIES CORPORATION

PLANMEMBER SECURITIES CORPORATION

Primary Firm SEC Registration

LIBRA WEALTH LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/11/2021

Series 7TO

Date: 12/11/2020

SIE

Date: 10/15/2020

Current Firm

LIBRA WEALTH LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LIBRA WEALTH LLC

TRUST BUT VERIFY

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