MS
Michael H. Sands
AMERICAN CAPITAL PARTNERS
New York, NY 10007
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CRD#: 7282054
MS
Professional summary
Michael Harrison Sands is a registered financial professional currently at AMERICAN CAPITAL PARTNERS, LLC located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2020. Michael has worked at 3 firms and has passed the Series 63, Series 79TO, Series 57TO, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Michael Harrison Sands's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 19, 2023 - Present
AMERICAN CAPITAL PARTNERS, LLC
Office #1: 4 World Trade Center 49th Floor, New York, NY 10007BD
CRD#: 119249
New York, NY
Past
July 13, 2021 - January 17, 2023
D. BORAL CAPITAL
BD
CRD#: 103792
New York, NY
Past
August 26, 2020 - June 25, 2021
TRADITION SECURITIES AND DERIVATIVES LLC
BD
CRD#: 28269
New York, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/19/2023)
RR
Alaska(1/19/2023)
RR
Arizona(1/19/2023)
RR
Arkansas(1/19/2023)
RR
California(1/19/2023)
RR
Colorado(1/19/2023)
RR
Connecticut(1/19/2023)
RR
Delaware(1/19/2023)
RR
District of Columbia(1/19/2023)
RR
Florida(1/19/2023)
RR
Georgia(1/19/2023)
RR
Hawaii(1/19/2023)
RR
Idaho(1/19/2023)
RR
Illinois(1/19/2023)
RR
Indiana(1/19/2023)
RR
Iowa(1/19/2023)
RR
Kansas(1/19/2023)
RR
Kentucky(1/19/2023)
RR
Louisiana(1/19/2023)
RR
Maine(1/19/2023)
RR
Maryland(1/19/2023)
RR
Massachusetts(1/19/2023)
RR
Michigan(1/19/2023)
RR
Minnesota(1/19/2023)
RR
Mississippi(1/19/2023)
RR
Missouri(1/19/2023)
RR
Montana(1/19/2023)
RR
Nebraska(1/19/2023)
RR
Nevada(1/19/2023)
RR
New Hampshire(1/19/2023)
RR
New Jersey(1/19/2023)
RR
New Mexico(1/19/2023)
RR
New York(1/19/2023)
RR
North Carolina(1/19/2023)
RR
North Dakota(1/19/2023)
RR
Ohio(1/19/2023)
RR
Oklahoma(1/19/2023)
RR
Oregon(1/19/2023)
RR
Pennsylvania(1/19/2023)
RR
Puerto Rico(1/19/2023)
RR
Rhode Island(1/19/2023)
RR
South Carolina(1/19/2023)
RR
South Dakota(1/19/2023)
RR
Tennessee(1/12/2024)
RR
Texas(1/19/2023)
RR
Utah(1/23/2023)
RR
Vermont(1/19/2023)
RR
Virginia(1/19/2023)
RR
Washington(1/19/2023)
RR
West Virginia(1/19/2023)
RR
Wisconsin(1/19/2023)
RR
Wyoming(1/19/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 3/11/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 3/1/2021
Securities Trader ExamGeneral Industry/Product Exam
RR
Series 7TO
Date: 8/26/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
AC
AMERICAN CAPITAL PARTNERS, LLC
ACP INVESTMENTS, LLC | AMERICAN CAPITAL PARTNERS, LLC
CRD#: 119249 / SEC#: , 8-65165
BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information
Main Address
205 Oser Ave., Hauppauge, NY 11788
Mailing Address
205 Oser Ave., Hauppauge, NY 11788
Phone number
(631) 851-0918
Established
New York since 12/21/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
