Michael E. Martin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Edward Martin was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1981. Michael had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 19, 2016 - December 5, 2017
WESTPORT CAPITAL MARKETS, LLC
May 18, 2012 - December 27, 2016
OPPENHEIMER & CO. INC.
December 21, 1990 - May 24, 2012
R. F. LAFFERTY & CO., INC.
January 2, 1990 - May 18, 1990
BERKELEY SECURITIES CORPORATION
April 10, 1986 - November 24, 1993
MIDLAND WALWYN CAPITAL CORPORATION
April 13, 1981 - July 23, 1987
MICHAEL LEVINSON & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WESTPORT CAPITAL MARKETS, LLC
CRD#: 41562 / SEC#: 801-53842, 8-49495
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MCCLURE, CHRISTOPHER EDWARD | PRESIDENT & CEO, CFO, CHIEF COMPLIANCE OFFICER, PFO, POO | 2289844 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
