Joshua D. Valdivia
FINANCIAL MANAGEMENT NETWORK
Mission Viejo, CA 92691
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CRD#: 7281960
Professional summary
Joshua David Valdivia is a registered financial advisor currently at FINANCIAL MANAGEMENT NETWORK INC located in Mission Viejo, California and FMN CAPITAL CORPORATION located in Mission Viejo, California.
Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Joshua has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Biography
Joshua D. Valdivia, CFP® works with Curtis Farrell and team, along with many of the other CERTIFIED FINANCIAL PLANNER™ practitioners at FMN. Joshua graduated from California State University, San Marcos with a bachelor’s degree in Business Administration. He is a CERTIFIED FINANCIAL PLANNER™ professional as designated by the Certified Financial Planner Board of Standards and is also a member of the Financial Planning Association. Joshua is a Registered Representative with FMN Capital Corporation and an Investment Advisor Representative of Financial Management Network. He holds his Series 7 (General Securities Representative Exam) and 66 (Uniform Investment Adviser - Combined State Laws Exam) licenses.
Joshua had the opportunity to learn a comprehensive and holistic approach to financial planning and investment management through FMN’s rigorous mentorship program. He thoroughly enjoys working on cash flow management, tax planning strategies, retirement projections, portfolio construction/management, estate planning, advanced insurance case design, employer sponsored plans, and business transition planning with many of the advisors at FMN. As a licensed life, health, disability, and long-term care insurance agent, Joshua handles the vast majority of needs that arise from the team’s clients in this area of financial planning.
Joshua is looking forward to a long career of helping people and businesses with their finances. When he’s not working, you can find him in the waves, deserts, and mountains of California and beyond. When not spending time outdoors, Joshua reads exhaustively to stay up-to-date on the financial markets, the current business environment, economics, politics, and creative financial planning strategies.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
APPOINTED AGENT OF VARIOUS INSURANCE COMPANIES CA INSURANCE LICENSE - LIFE/HEALTH/VARIABLE PRODUCTS 01/2024- Valdivia Financial Services LLC; personal S corp: CA; owner; investment related
CRS (Client Relationship Summary) - RIA
Click below to view Joshua David Valdivia's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 20, 2021 - Present
FINANCIAL MANAGEMENT NETWORK INC
Office #1: 26041 Acero, Mission Viejo, CA 92691RIA
CRD#: 110454
Mission Viejo, CA
Current
June 1, 2021 - Present
FMN CAPITAL CORPORATION
Office #1: 26041 Acero, Mission Viejo, CA 92691BD
CRD#: 38105
Mission Viejo, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FM
FINANCIAL MANAGEMENT NETWORK INC
FINANCIAL MANAGEMENT NETWORK INC | FINANCIAL MANAGEMENT NETWORK INC.
CRD#: 110454 / SEC#: 801-40473
RIA
Registered Investment Advisory firm - (12/31/1991 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/25/2022)
IAR
Arizona(5/21/2025)
RR
Arkansas(9/30/2021)
RR
California(7/20/2021)
IAR
California(7/20/2021)
RR
Colorado(11/4/2022)
RR
Florida(11/9/2022)
IAR
Florida(9/8/2025)
RR
Hawaii(11/5/2021)
RR
Idaho(8/26/2021)
RR
Missouri(10/18/2023)
RR
Nevada(11/10/2022)
IAR
Nevada(8/28/2025)
RR
New Jersey(4/23/2025)
RR
New Mexico(1/8/2024)
RR
New York(3/24/2024)
RR
North Carolina(1/12/2023)
RR
Oregon(6/10/2024)
RR
Pennsylvania(1/8/2024)
RR
South Carolina(1/8/2024)
IAR
Texas(12/6/2022)
RR
Texas(1/8/2024)
RR
Utah(11/22/2021)
RR
Virginia(11/9/2022)
RR
Washington(7/25/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/26/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FM
FINANCIAL MANAGEMENT NETWORK INC
FINANCIAL MANAGEMENT NETWORK INC | FINANCIAL MANAGEMENT NETWORK INC.
CRD#: 110454 / SEC#: 801-40473
RIA
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Contact information
Main Address
26041 Acero, Mission Viejo, CA 92691
Mailing Address
Phone number
(949) 455-0300
Established
Firm type
Fiscal year end
# of Employees
49
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,200 |
| AUM (Assets Under Management) | $ 1,796,671,361 |
Red Flags
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