Jack H. Gruber

Some features on this profile are disabled

CRD#: 728179

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jack Hamilton Gruber, who also goes by Jack H Gruber, Jack Hamiliton Gruber, was a registered financial professional .

Jack is a previously registered financial professional and started their career in finance in 1981. Jack had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jack H Gruber | Jack Hamiliton Gruber

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 13, 2017 - November 25, 2019

FULCRUM WEALTH ADVISORS, LLC

RIA

CRD#: 169277

BELLEVUE, WA

Past

May 25, 2016 - August 1, 2017

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

BELLEVUE, WA

Past

May 19, 2016 - August 1, 2017

CETERA WEALTH SERVICES, LLC

CRD#: 13572

BELLEVUE, WA

Past

November 12, 2007 - April 4, 2016

RUSSELL INVESTMENTS

RIA

CRD#: 105734

Bellevue, WA

Past

January 25, 2002 - April 4, 2016

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

CRD#: 21771

CHICAGO, IL

Past

April 20, 1988 - September 8, 2000

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

CRD#: 21771

SEATTLE, WA

Past

July 18, 1985 - June 11, 1990

RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC

CRD#: 329

SEATTLE, WA

Past

April 13, 1981 - November 18, 1984

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FULCRUM WEALTH ADVISORS, LLC

CRD#: 169277 / SEC#: 801-130305

RIA

Registered Investment Advisory firm - (5/20/2024 Approved)

Washington

Registered Investment Advisory firm - (6/20/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/9/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/9/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/1/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/11/1981

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/13/2007

General Securities Principal Examination

Current Firm

FULCRUM WEALTH ADVISORS, LLC

CRD#: 169277 / SEC#: 801-130305

RIA

Registered Investment Advisory firm - (5/20/2024 Approved)

Washington

Registered Investment Advisory firm - (6/20/2024 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

10940 Ne 33rd Place, Suite 210, Bellevue, WA 98004

Mailing Address

Phone number

(425) 250-6280

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FULCRUM WEALTH ADVISORS LLC FORM ADV PART 2A FEB 2025 (2/14/2025)

Regulatory assets under management

Total Number of Accounts	213
AUM (Assets Under Management)	$ 140,124,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jack H. Gruber

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

RUSSELL INVESTMENTS

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

FULCRUM WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/9/2007

Series 63

Date: 9/9/1983

SIE

Date: 8/1/2017

Series 7

Date: 4/11/1981

Series 24

Date: 4/13/2007

Current Firm

FULCRUM WEALTH ADVISORS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FULCRUM WEALTH ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors