John Ford

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CRD#: 7281576

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Ford was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 2021. John had worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Consolidated Planning- an agency of Guardian Life Insurance Company / Investment Related / 6115 South Park, STE 200 Charlotte, NC 28210 / Broker / 01-15-2025 / 1 hour per week / 0 hours during trading hours / present options for disability insurance and group benefits. Occasionally present life insurance. Alpine Agency / Not investment-related / 8910 Two Notch Rd. STE 200, Columbia, SC 29223 / Agent / 07-2024 / 1 hour per week / 0 hours during trading hours / Assist Clients shopping for health insurance through the marketplace/exchange.

Blog Corner

CRS (Client Relationship Summary)

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

FOLSOM, CA

Past

April 14, 2021 - April 3, 2023

EQUITABLE ADVISORS, LLC

CRD#: 6627

FOLSOM, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RESOLUTE CAPITAL, LLC

BLACK HARBOR ADVISORS | TRUNORTH ADVISORS | RESOLUTE CAPITAL, LLC | BLACK HARBOR ADVISORS, LLC

CRD#: 304558 / SEC#: 801-131843

RIA

Registered Investment Advisory firm - (1/21/2025 Approved)

North Carolina

Registered Investment Advisory firm - (2/20/2025 Terminated)

South Carolina

Registered Investment Advisory firm - (1/30/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/23/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/14/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/26/2020

Securities Industry Essentials Examination

Current Firm

RESOLUTE CAPITAL, LLC

BLACK HARBOR ADVISORS | TRUNORTH ADVISORS | RESOLUTE CAPITAL, LLC | BLACK HARBOR ADVISORS, LLC

CRD#: 304558 / SEC#: 801-131843

RIA

Registered Investment Advisory firm - (1/21/2025 Approved)

North Carolina

Registered Investment Advisory firm - (2/20/2025 Terminated)

South Carolina

Registered Investment Advisory firm - (1/30/2025 Terminated)

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Contact information

Main Address

501 River Street Suite 101, Greenville, SC 29601

Mailing Address

Phone number

(864) 800-1831

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RESOLUTE CAPITAL ADV PART 2A 10-13-2025 (10/17/2025)

Regulatory assets under management

Total Number of Accounts	1,825
AUM (Assets Under Management)	$ 188,733,908

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John Ford

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

RESOLUTE CAPITAL, LLC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

RESOLUTE CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/23/2021

Series 7TO

Date: 4/14/2021

SIE

Date: 10/26/2020

Current Firm

RESOLUTE CAPITAL, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RESOLUTE CAPITAL, LLC

TRUST BUT VERIFY

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