NK
Nicholas R. Kozlowski
GREENBIRD CAPITAL
Boca Raton, FL 33431
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CRD#: 7281232
NK
Professional summary
Nicholas Robert Kozlowski is a registered financial professional currently at GREENBIRD CAPITAL LLC located in Boca Raton, Florida.
Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2022. Nicholas has worked at 4 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Nicholas Robert Kozlowski's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 23, 2026 - Present
GREENBIRD CAPITAL LLC
Office #1: 2500 N Military Trail Suite 120, Boca Raton, FL 33431BD
CRD#: 306692
Boca Raton, FL
Past
March 4, 2025 - March 24, 2026
CEROS FINANCIAL SERVICES, INC.
BD
CRD#: 37869
Ft Lauderdale, FL
Past
October 3, 2024 - February 20, 2025
HENNION & WALSH, INC.
BD
CRD#: 25766
BOCA RATON, FL
Past
December 23, 2022 - October 9, 2024
PHX FINANCIAL, INC.
BD
CRD#: 144403
Fort Lauderdale, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/23/2026)
RR
Alaska(3/23/2026)
RR
Arizona(3/23/2026)
RR
Arkansas(3/23/2026)
RR
California(3/23/2026)
RR
Colorado(3/23/2026)
RR
Connecticut(3/23/2026)
RR
Delaware(3/23/2026)
RR
District of Columbia(3/23/2026)
RR
Florida(3/23/2026)
RR
Georgia(3/23/2026)
RR
Hawaii(3/23/2026)
RR
Idaho(3/23/2026)
RR
Illinois(3/23/2026)
RR
Indiana(3/23/2026)
RR
Iowa(3/23/2026)
RR
Kansas(3/23/2026)
RR
Kentucky(3/23/2026)
RR
Louisiana(3/23/2026)
RR
Maine(3/23/2026)
RR
Maryland(3/23/2026)
RR
Massachusetts(3/23/2026)
RR
Michigan(3/23/2026)
RR
Minnesota(3/23/2026)
RR
Mississippi(3/23/2026)
RR
Missouri(3/23/2026)
RR
Montana(3/23/2026)
RR
Nebraska(3/23/2026)
RR
Nevada(3/23/2026)
RR
New Jersey(3/23/2026)
RR
New Mexico(3/23/2026)
RR
New York(3/23/2026)
RR
North Carolina(3/23/2026)
RR
North Dakota(3/23/2026)
RR
Ohio(3/23/2026)
RR
Oklahoma(3/23/2026)
RR
Oregon(3/23/2026)
RR
Pennsylvania(3/23/2026)
RR
Rhode Island(3/23/2026)
RR
South Carolina(3/23/2026)
RR
South Dakota(3/23/2026)
RR
Tennessee(3/23/2026)
RR
Texas(3/23/2026)
RR
Utah(3/23/2026)
RR
Vermont(3/23/2026)
RR
Virginia(3/23/2026)
RR
Washington(3/23/2026)
RR
West Virginia(3/23/2026)
RR
Wisconsin(3/23/2026)
RR
Wyoming(3/23/2026)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/23/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GC
GREENBIRD CAPITAL LLC
GREENBIRD CAPITAL LLC | GREENBIRD CAPITAL, LLC
CRD#: 306692 / SEC#: , 8-70469
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
2500 N Military Trail Suite 120, Boca Raton, FL 33431
Mailing Address
2500 N Military Trail Suite 120, Boca Raton, FL 33431
Phone number
(646) 798-2850
Established
New York since 10/25/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
